School of Management, China University of Mining & Technology, Xuzhou 221116, China.
Int J Environ Res Public Health. 2021 May 10;18(9):5020. doi: 10.3390/ijerph18095020.
It has been revealed in numerous investigation reports that human and organizational factors (HOFs) are the fundamental causes of coal mine accidents. However, with various kinds of accident-causing factors in coal mines, the lack of systematic analysis of causality within specific HOFs could lead to defective accident precautions. Therefore, this study centered on the data-driven concept and selected 883 coal mine accident reports from 2011 to 2020 as the original data to discover the influencing paths of specific HOFs. First, 55 manifestations with the characteristics of the coal mine accidents were extracted by text segmentation. Second, according to their own attributes, all manifestations were mapped into the Human Factors Analysis and Classification System (HFACS), forming a modified HFACS-CM framework in China's coal-mining industry with 5 categories, 19 subcategories and 42 unsafe factors. Finally, the Apriori association algorithm was applied to discover the causal association rules among external influences, organizational influences, unsafe supervision, preconditions for unsafe acts and direct unsafe acts layer by layer, exposing four clear accident-causing "trajectories" in HAFCS-CM. This study contributes to the establishment of a systematic causation model for analyzing the causes of coal mine accidents and helps form corresponding risk prevention measures directly and objectively.
大量调查报告显示,人为因素和组织因素(HOFs)是煤矿事故的根本原因。然而,由于煤矿存在各种事故致因因素,如果不对特定 HOFs 中的因果关系进行系统分析,可能会导致有缺陷的事故预防措施。因此,本研究基于数据驱动的理念,选择了 2011 年至 2020 年的 883 份煤矿事故报告作为原始数据,以发现特定 HOFs 的影响路径。首先,通过文本分割提取了 55 个具有煤矿事故特征的表现形式。其次,根据其自身属性,将所有表现形式映射到人为因素分析和分类系统(HFACS)中,形成了中国煤矿行业的改进 HFACS-CM 框架,该框架包含 5 个类别、19 个子类别和 42 个不安全因素。最后,应用 Apriori 关联算法,逐层发现外部影响、组织影响、不安全监督、不安全行为前提和直接不安全行为层之间的因果关联规则,揭示了 HAFCS-CM 中四个清晰的事故致因“轨迹”。本研究有助于建立系统的煤矿事故原因分析因果模型,并有助于直接、客观地制定相应的风险预防措施。