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COVID-19人体研究中伦理标准报告的依从性:快速综述

Adherence with reporting of ethical standards in COVID-19 human studies: a rapid review.

作者信息

O'Sullivan Lydia, Killeen Ronan P, Doran Peter, Crowley Rachel K

机构信息

School of Medicine, University College Dublin, Dublin 4, D04 V1W8, Ireland.

Health Research Board-Trials Methodology Research Network, National University of Ireland, Galway, H91 TK33, Aras Moyola, Ireland.

出版信息

BMC Med Ethics. 2021 Jun 28;22(1):80. doi: 10.1186/s12910-021-00649-9.

Abstract

BACKGROUND

Patients with COVID-19 may feel under pressure to participate in research during the pandemic. Safeguards to protect research participants include ethical guidelines [e.g. Declaration of Helsinki and good clinical practice (GCP)], legislation to protect participants' privacy, research ethics committees (RECs) and informed consent. The International Committee of Medical Journal Editors (ICMJE) advises researchers to document compliance with these safeguards. Adherence to publication guidelines has been suboptimal in other specialty fields. The aim of this rapid review was to determine whether COVID-19 human research publications report compliance with these ethical safeguards.

METHODS

A rapid systematic literature review was conducted in MEDLINE using the search term 'COVID-19'. The search was performed in April 2020 with no start date and repeated to include articles published in November 2020. Filters were 'Full free text available' and 'English Language'. Two reviewers assessed article title, abstracts and full texts. Non-COVID-19 articles and non-clinical studies were excluded. Independent reviewers conducted a second assessment of a random 20% of articles. The outcomes included reporting of compliance with the Declaration of Helsinki and GCP, REC approval, informed consent and participant privacy.

RESULTS

The searches yielded 1275 and 1942 articles of which 247 and 717 were deemed eligible, from the April  search and November respectively. The majority of journals had editorial policies which purported to comply with ICMJE ethical standards. Reporting of compliance with ethical guidelines was low across all study types but was higher in the November search for case series and observational studies. Reporting of informed consent for case studies and observational studies was higher in the November search, but similar for case series. Overall, participant confidentiality was maintained but some case studies included a combination of details which would have enabled participant identification. Reporting of REC approval was higher in the November search for observational studies.

CONCLUSIONS

While the majority of journal's editorial policies purported to support the ethical safeguards, many COVID-19 clinical research publications identified in this rapid review lacked documentation of these important safeguards for research participants. In order to promote public trust, ethical declarations should be included consistently.

摘要

背景

2019冠状病毒病(COVID-19)患者在疫情期间可能会感到参与研究的压力。保护研究参与者的保障措施包括伦理准则[如《赫尔辛基宣言》和良好临床实践(GCP)]、保护参与者隐私的立法、研究伦理委员会(REC)和知情同意。国际医学期刊编辑委员会(ICMJE)建议研究人员记录对这些保障措施的遵守情况。在其他专业领域,对出版指南的遵守情况并不理想。本快速综述的目的是确定COVID-19人体研究出版物是否报告了对这些伦理保障措施的遵守情况。

方法

在MEDLINE中使用搜索词“COVID-19”进行快速系统文献综述。搜索于2020年4月进行,无开始日期,并重复进行以纳入2020年11月发表的文章。筛选条件为“可获取全文”和“英语”。两名评审员评估文章标题、摘要和全文。排除非COVID-19文章和非临床研究。独立评审员对随机抽取的20%的文章进行了第二次评估。结果包括报告对《赫尔辛基宣言》和GCP的遵守情况、REC批准、知情同意和参与者隐私。

结果

搜索分别产生了1275篇和1942篇文章,其中4月搜索和11月分别有247篇和717篇被认为符合条件。大多数期刊的编辑政策声称符合ICMJE伦理标准。所有研究类型中对伦理准则遵守情况的报告都很低,但在11月对病例系列和观察性研究的搜索中报告率较高。11月搜索中病例研究和观察性研究的知情同意报告率较高,但病例系列的报告率相似。总体而言,参与者的保密性得到了维护,但一些病例研究包含了一些可能会使参与者身份得以识别的详细信息组合。11月观察性研究搜索中REC批准的报告率较高。

结论

虽然大多数期刊的编辑政策声称支持伦理保障措施,但在本快速综述中确定的许多COVID-19临床研究出版物缺乏对研究参与者这些重要保障措施的记录。为了促进公众信任,应始终纳入伦理声明。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/8ed7/8240201/31825761b27c/12910_2021_649_Fig1_HTML.jpg

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