European Food Safety Authority (EFSA), Assessment and Methodological Support Unit, Parma, Italy.
ALTEX. 2022;39(3):451–462. doi: 10.14573/altex.2004211. Epub 2021 Jun 28.
To provide sound scientific advice in support of the European decision-making process in food and feed safety, the European Food Safety Authority (EFSA) has defined the principles for producing “evidence-based scientific assessments” (impartiality, methodological rigor, transparency, and engagement) and, to help fulfil them, has developed cross-cutting methodological approaches. This paper focusses on two of these approaches: conducting scientific assessments in four steps – with an emphasis on developing a protocol for the assessment a priori – and analyzing uncertainty. An overview of the 4-step approach and of the methods for addressing uncertainty is given, and a case study on uncertainty analysis, developed in collaboration with the German Federal Institute for Risk Assessment, is illustrated. The main advantage related to the implementation of protocols and uncertainty analysis is improvement of the scientific value of the outputs. However, experience and further capacity-building is needed to better incorporate uncertainty analysis into the planning phase (protocol) of the scientific assessment process. The case study is based on exposure in humans. Nonetheless it provides an example of a framework for evidence-based scientific assessments that is applicable also to other types of evidence, including evidence arising from new approach methodologies. Adopting the proposed framework, which covers an analysis of uncertainties in the planning and implementation phase, is expected to foster the integration of multiple evidence sources, including alternative methods and testing strategies, in the regulatory scientific assessment process.
为了为欧洲食品安全决策过程提供合理的科学建议,欧洲食品安全局 (EFSA) 定义了制作“基于证据的科学评估”的原则(公正性、方法严谨性、透明度和参与性),并为了帮助实现这些原则,开发了跨领域的方法。本文重点介绍了其中两种方法:分四步进行科学评估——重点是预先制定评估方案——以及分析不确定性。本文概述了四步方法和处理不确定性的方法,并结合德国联邦风险评估研究所开发的不确定性分析案例研究进行了说明。与实施方案和不确定性分析相关的主要优势是提高了输出的科学价值。然而,需要更多的经验和能力建设,以便更好地将不确定性分析纳入科学评估过程的规划阶段(方案)。该案例研究基于人体暴露情况。然而,它提供了一个基于证据的科学评估框架的示例,该框架也适用于其他类型的证据,包括新方法学产生的证据。采用涵盖规划和实施阶段不确定性分析的建议框架,预计将促进在监管科学评估过程中整合多种证据来源,包括替代方法和测试策略。