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危机关键型知识产权:新冠疫情的调查结果

Crisis-Critical Intellectual Property: Findings From the COVID-19 Pandemic.

作者信息

Tietze Frank, Vimalnath Pratheeba, Aristodemou Leonidas, Molloy Jenny

机构信息

Department of Engineering, Innovation and Intellectual Property Management Laboratory, Centre for Technology ManagementInstitute for ManufacturingUniversity of Cambridge CB3 0FS Cambridge U.K.

Department of Engineering, Innovation and Intellectual Property Management Laboratory, Centre for Technology Management, Institute for ManufacturingUniversity of Cambridge CB3 0FS Cambridge U.K.

出版信息

IEEE Trans Eng Manag. 2020 Jun 18;69(5):2039-2056. doi: 10.1109/TEM.2020.2996982. eCollection 2022 Oct.

Abstract

A pandemic calls for large-scale action across national and international innovation systems in order to mobilize resources for developing and manufacturing crisis-critical products efficiently and in the huge quantities needed. Nowadays, these products also include a wide range of digital innovations. Given that many responses to the pandemic are technology driven, stakeholders involved in the development and manufacturing of crisis-critical products are likely to face intellectual property (IP)-related challenges. To (governmental) decision makers, IP challenges might not appear to be of paramount urgency compared to the many undoubtedly huge operational challenges to deploy critical resources. However, if IP challenges are considered too late, they may cause delays to urgently mobilize resources effectively. Innovation stakeholders could then be reluctant to fully engage in the development and manufacturing of crisis-critical products. This article adopts an IP and innovation perspective to learn from the currently unfolding COVID-19 pandemic using secondary data, including patent data, synthesized with an IP roadmap. We focus on technical aspects related to research, development, and upscaling of capacity to manufacture crisis-critical products in the huge volumes suddenly in demand. In this article, we offer a set of contributions. We provide a structure, framework, and language for those concerned with steering clear of IP challenges to avoid delays in fighting a pandemic. We provide a reasoning why IP needs to be considered earlier rather than too late in a global health crisis. Major stakeholders we identify include 1) governments; 2) manufacturing firms owning existing crisis-critical IP (incumbents in crisis-critical sectors); 3) manufacturing firms normally not producing crisis-critical products suddenly rushing into crisis-critical sectors to support the manufacturing of crisis-critical products in the quantities that far exceed incumbents' production capacities; and 4) voluntary grassroot initiatives that form during a pandemic, often by highly skilled engineers and scientists in order to contribute to the development and dissemination of crisis-critical products. For these major stakeholders, we draw up three scenarios, from which we identify associated IP challenges they face related to the development and manufacturing of technologies and products for 1) prevention (of spread); 2) diagnosis of infected patients; and 3) the development of treatments. This article provides a terminology to help policy and other decision makers to discuss IP considerations during pandemics. We propose a framework that visualizes changing industrial organizations and IP-associated challenges during a pandemic and derive initial principles to guide innovation and IP policy making during a pandemic. Obviously, our findings result only from observations of one ongoing pandemic and thus need to be verified further and interpreted with care.

摘要

一场大流行需要在国家和国际创新体系中采取大规模行动,以便有效调动资源,开发和生产危机关键产品,并满足所需的巨大数量。如今,这些产品还包括广泛的数字创新。鉴于对大流行的许多应对措施是由技术驱动的,参与危机关键产品开发和生产的利益相关者可能会面临与知识产权(IP)相关的挑战。对于(政府)决策者而言,与部署关键资源时许多无疑巨大的运营挑战相比,知识产权挑战可能看起来并非最为紧迫。然而,如果知识产权挑战考虑得太晚,可能会导致有效紧急调动资源的延迟。创新利益相关者可能因此不愿充分参与危机关键产品的开发和生产。本文采用知识产权和创新视角,利用包括专利数据在内的二手数据,并结合知识产权路线图,从当前正在展开的新冠疫情中汲取经验教训。我们关注与研究、开发以及迅速扩大生产能力以大量生产突然急需的危机关键产品相关的技术方面。在本文中,我们提供了一系列贡献。我们为那些希望避免知识产权挑战以避免在抗击大流行中出现延迟的人提供了一种结构、框架和语言。我们阐述了在全球卫生危机中为何需要尽早而非过晚考虑知识产权的理由。我们确定的主要利益相关者包括:1)政府;2)拥有现有危机关键知识产权的制造企业(危机关键领域的现有企业);3)通常不生产危机关键产品但突然涌入危机关键领域以支持大量生产危机关键产品(数量远超现有企业生产能力)的制造企业;4)在大流行期间形成的自愿基层倡议,通常由高技能工程师和科学家发起,以促进危机关键产品的开发和传播。对于这些主要利益相关者,我们拟定了三种情形,从中识别出他们在与用于1)预防(传播)、2)诊断感染患者以及3)开发治疗方法的技术和产品的开发及生产相关方面所面临的知识产权挑战。本文提供了一种术语,以帮助政策制定者和其他决策者在大流行期间讨论知识产权考量因素。我们提出了一个框架,该框架可视化了大流行期间不断变化的产业组织和与知识产权相关的挑战,并得出了指导大流行期间创新和知识产权政策制定的初步原则。显然,我们的研究结果仅源于对一场正在发生的大流行的观察,因此需要进一步验证并谨慎解读。

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