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减少撤回科学文献的意外传播:RISRS报告的建议

Reducing the Inadvertent Spread of Retracted Science: recommendations from the RISRS report.

作者信息

Schneider Jodi, Woods Nathan D, Proescholdt Randi

机构信息

School of Information Sciences, University of Illinois at Urbana-Champaign, 501 E. Daniel Street, MC-493, Champaign, IL, 61820-6211, USA.

University of Lethbridge, Lethbridge, AB, Canada.

出版信息

Res Integr Peer Rev. 2022 Sep 19;7(1):6. doi: 10.1186/s41073-022-00125-x.

Abstract

BACKGROUND

Retraction is a mechanism for alerting readers to unreliable material and other problems in the published scientific and scholarly record. Retracted publications generally remain visible and searchable, but the intention of retraction is to mark them as "removed" from the citable record of scholarship. However, in practice, some retracted articles continue to be treated by researchers and the public as valid content as they are often unaware of the retraction. Research over the past decade has identified a number of factors contributing to the unintentional spread of retracted research. The goal of the Reducing the Inadvertent Spread of Retracted Science: Shaping a Research and Implementation Agenda (RISRS) project was to develop an actionable agenda for reducing the inadvertent spread of retracted science. This included identifying how retraction status could be more thoroughly disseminated, and determining what actions are feasible and relevant for particular stakeholders who play a role in the distribution of knowledge.

METHODS

These recommendations were developed as part of a year-long process that included a scoping review of empirical literature and successive rounds of stakeholder consultation, culminating in a three-part online workshop that brought together a diverse body of 65 stakeholders in October-November 2020 to engage in collaborative problem solving and dialogue. Stakeholders held roles such as publishers, editors, researchers, librarians, standards developers, funding program officers, and technologists and worked for institutions such as universities, governmental agencies, funding organizations, publishing houses, libraries, standards organizations, and technology providers. Workshop discussions were seeded by materials derived from stakeholder interviews (N = 47) and short original discussion pieces contributed by stakeholders. The online workshop resulted in a set of recommendations to address the complexities of retracted research throughout the scholarly communications ecosystem.

RESULTS

The RISRS recommendations are: (1) Develop a systematic cross-industry approach to ensure the public availability of consistent, standardized, interoperable, and timely information about retractions; (2) Recommend a taxonomy of retraction categories/classifications and corresponding retraction metadata that can be adopted by all stakeholders; (3) Develop best practices for coordinating the retraction process to enable timely, fair, unbiased outcomes; and (4) Educate stakeholders about pre- and post-publication stewardship, including retraction and correction of the scholarly record.

CONCLUSIONS

Our stakeholder engagement study led to 4 recommendations to address inadvertent citation of retracted research, and formation of a working group to develop the Communication of Retractions, Removals, and Expressions of Concern (CORREC) Recommended Practice. Further work will be needed to determine how well retractions are currently documented, how retraction of code and datasets impacts related publications, and to identify if retraction metadata (fails to) propagate. Outcomes of all this work should lead to ensuring retracted papers are never cited without awareness of the retraction, and that, in public fora outside of science, retracted papers are not treated as valid scientific outputs.

摘要

背景

撤稿是一种向读者警示已发表科学和学术记录中不可靠材料及其他问题的机制。被撤稿的出版物通常仍可查看和检索,但撤稿的目的是将它们标记为从可引用的学术记录中“移除”。然而,在实际中,一些被撤稿的文章仍被研究人员和公众视为有效内容,因为他们往往不知道这些文章已被撤稿。过去十年的研究已经确定了一些导致被撤稿研究无意传播的因素。“减少被撤稿科学的无意传播:制定研究与实施议程”(RISRS)项目的目标是制定一项可操作的议程,以减少被撤稿科学的无意传播。这包括确定如何更全面地传播撤稿状态,并确定对于在知识传播中发挥作用的特定利益相关者而言,哪些行动是可行且相关的。

方法

这些建议是经过为期一年的过程制定而成的,该过程包括对实证文献的范围审查以及多轮利益相关者协商,最终于2020年10月至11月举办了一个为期三部分的在线研讨会,汇聚了65位来自不同领域的利益相关者,共同参与协作式问题解决和对话。利益相关者包括出版商、编辑、研究人员、图书馆员、标准制定者、资助项目官员和技术专家等,他们就职于大学、政府机构、资助组织、出版社、图书馆、标准组织和技术提供商等机构。研讨会讨论由来自利益相关者访谈(N = 47)的材料以及利益相关者提供的简短原创讨论文章引发。在线研讨会产生了一系列建议,以应对整个学术交流生态系统中被撤稿研究的复杂性。

结果

RISRS建议包括:(1)制定一种系统的跨行业方法,以确保公众能够获取关于撤稿的一致、标准化、可互操作且及时的信息;(2)推荐一种撤稿类别/分类法以及相应的撤稿元数据,供所有利益相关者采用;(3)制定协调撤稿过程的最佳实践,以实现及时、公平、无偏见的结果;(4)对利益相关者进行关于出版前和出版后管理的教育,包括学术记录的撤稿和更正。

结论

我们的利益相关者参与研究产生了4项建议,以解决对被撤稿研究的无意引用问题,并成立了一个工作组来制定撤稿、移除和关注声明的沟通(CORREC)推荐实践。还需要进一步开展工作,以确定目前撤稿记录的完善程度、代码和数据集的撤稿对相关出版物的影响,以及确定撤稿元数据是否(未能)传播。所有这些工作的成果应能确保在不知道文章已被撤稿的情况下,绝不引用被撤稿的论文,并且在科学领域之外的公共论坛中,被撤稿的论文不会被视为有效的科学产出。

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