Hu Liangyuan, Zou Jungang, Gu Chenyang, Ji Jiayi, Lopez Michael, Kale Minal
Department of Biostatistics and Epidemiology, Rutgers University.
Department of Biostatistics, Columbia University.
Ann Appl Stat. 2022 Jun;16(2):1014-1037. doi: 10.1214/21-aoas1530. Epub 2022 Jun 13.
In the absence of a randomized experiment, a key assumption for drawing causal inference about treatment effects is the ignorable treatment assignment. Violations of the ignorability assumption may lead to biased treatment effect estimates. Sensitivity analysis helps gauge how causal conclusions will be altered in response to the potential magnitude of departure from the ignorability assumption. However, sensitivity analysis approaches for unmeasured confounding in the context of multiple treatments and binary outcomes are scarce. We propose a flexible Monte Carlo sensitivity analysis approach for causal inference in such settings. We first derive the general form of the bias introduced by unmeasured confounding, with emphasis on theoretical properties uniquely relevant to multiple treatments. We then propose methods to encode the impact of unmeasured confounding on potential outcomes and adjust the estimates of causal effects in which the presumed unmeasured confounding is removed. Our proposed methods embed nested multiple imputation within the Bayesian framework, which allow for seamless integration of the uncertainty about the values of the sensitivity parameters and the sampling variability, as well as use of the Bayesian Additive Regression Trees for modeling flexibility. Expansive simulations validate our methods and gain insight into sensitivity analysis with multiple treatments. We use the SEER-Medicare data to demonstrate sensitivity analysis using three treatments for early stage non-small cell lung cancer. The methods developed in this work are readily available in the R package SAMTx.
在缺乏随机试验的情况下,对治疗效果进行因果推断的一个关键假设是可忽略的治疗分配。违反可忽略性假设可能导致治疗效果估计出现偏差。敏感性分析有助于评估因果结论将如何因偏离可忽略性假设的潜在程度而改变。然而,针对多种治疗和二元结局情况下未测量混杂因素的敏感性分析方法却很稀缺。我们提出了一种灵活的蒙特卡洛敏感性分析方法,用于在此类情况下进行因果推断。我们首先推导了未测量混杂因素引入的偏差的一般形式,重点关注与多种治疗唯一相关的理论特性。然后,我们提出了一些方法来编码未测量混杂因素对潜在结局的影响,并调整去除假定未测量混杂因素后的因果效应估计值。我们提出的方法在贝叶斯框架内嵌入了嵌套多重填补,这允许对敏感性参数值的不确定性和抽样变异性进行无缝整合,同时还能使用贝叶斯加法回归树来实现建模灵活性。广泛的模拟验证了我们的方法,并深入了解了多种治疗情况下的敏感性分析。我们使用SEER - 医疗保险数据来展示对早期非小细胞肺癌的三种治疗方法进行敏感性分析的情况。这项工作中开发的方法在R包SAMTx中很容易获得。