Chongqing Normal University, Chongqing Key Laboratory of Surface Process and Environment Remote Sensing in the Three Gorges Reservoir Area, Chongqing, 401331, China.
Chongqing Normal University, Chongqing University Key Laboratory of GIS Application Research; Chongqing, 401331, China.
J Environ Manage. 2023 Apr 15;332:117357. doi: 10.1016/j.jenvman.2023.117357. Epub 2023 Jan 31.
The spatial heterogeneity of landslide influencing factors is the main reason for the poor generalizability of the susceptibility evaluation model. This study aimed to construct a comprehensive explanatory framework for landslide susceptibility evaluation models based on the SHAP (SHapley Additive explanation)-XGBoost (eXtreme Gradient Boosting) algorithm, analyze the regional characteristics and spatial heterogeneity of landslide influencing factors, and discuss the heterogeneity of the generalizability of the models under different landscapes. Firstly, we selected different regions in typical mountainous hilly region and constructed a geospatial database containing 12 landslide influencing factors such as elevation, annual average rainfall, slope, lithology, and NDVI through field surveys, satellite images, and a literature review. Subsequently, the landslide susceptibility evaluation model was constructed based on the XGBoost algorithm and spatial database, and the prediction results of the landslide susceptibility evaluation model were explained based on regional topography, geology, and hydrology using the SHAP algorithm. Finally, the model was generalized and applied to regions with both similar and very different topography, geology, meteorology, and vegetation, to explore the spatial heterogeneity of the generalizability of the model. The following conclusions were drawn: the spatial distribution of landslides is heterogeneous and complex, and the contribution of each influencing factor on the occurrence of landslides has obvious regional characteristics and spatial heterogeneity. The generalizability of the landslide susceptibility evaluation model is spatially heterogeneous and has better generalizability to regions with similar regional characteristics. Further explanation of the XGBoost landslide susceptibility evaluation model using the SHAP method allows quantitative analysis of the differences in how much various factors contribute to disasters due to spatial heterogeneity, from the perspective of global and local evaluation units. In summary, the integrated explanatory framework based on the SHAP-XGBoost model can quantify the contribution of influencing factors on landslide occurrence at both global and local levels, which is conducive to the construction and improvement of the influencing factor system of landslide susceptibility in different regions. It can also provide a reference for predicting potential landslide hazard-prone areas and for Explainable Artificial Intelligence (XAI) research.
滑坡影响因素的空间异质性是易损性评价模型通用性较差的主要原因。本研究旨在基于 SHAP(SHapley Additive explanation)-XGBoost(极端梯度提升)算法构建一个滑坡易损性评价模型的综合解释框架,分析滑坡影响因素的区域特征和空间异质性,并讨论在不同景观下模型通用性的异质性。首先,我们选择了典型山地丘陵地区的不同区域,通过野外调查、卫星图像和文献综述构建了一个包含高程、年平均降雨量、坡度、岩性和 NDVI 等 12 个滑坡影响因素的地理空间数据库。随后,基于 XGBoost 算法和空间数据库构建了滑坡易损性评价模型,并使用 SHAP 算法基于区域地形、地质和水文条件解释了滑坡易损性评价模型的预测结果。最后,将模型推广应用于具有相似和非常不同地形、地质、气象和植被的区域,以探讨模型通用性的空间异质性。得出以下结论:滑坡的空间分布具有异质性和复杂性,各影响因素对滑坡发生的贡献具有明显的区域特征和空间异质性。滑坡易损性评价模型的通用性具有空间异质性,对具有相似区域特征的区域具有更好的通用性。进一步使用 SHAP 方法对 XGBoost 滑坡易损性评价模型进行解释,可以从全局和局部评价单元的角度对由于空间异质性而导致的各种因素对灾害的贡献进行定量分析。总之,基于 SHAP-XGBoost 模型的综合解释框架可以在全局和局部水平上量化影响因素对滑坡发生的贡献,有助于构建和完善不同区域滑坡易损性评价的影响因素体系。也为预测潜在滑坡危险易发区和可解释人工智能(XAI)研究提供了参考。