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解决农业面源水污染问题:治理结构对采取措施的性质是否重要?

Addressing diffuse water pollution from agriculture: Do governance structures matter for the nature of measures taken?

机构信息

Radboud University Nijmegen, Institute for Management Research, Environmental Governance and Politics, P.O. Box 9108, NL - 6500, HK, Nijmegen, Netherlands.

United Nations University-FLORES, Ammonstr. 74, 01067, Dresden, Germany.

出版信息

J Environ Manage. 2023 Apr 15;332:117329. doi: 10.1016/j.jenvman.2023.117329. Epub 2023 Feb 2.

Abstract

Nutrient pollution of freshwaters from agriculture is a key barrier to achieving the water quality goals of the European Water Framework Directive (WFD). Governance research suggests that governance structures can support the planning of water quality measures. However, it is widely unclear how specific governance structures affect the actual nature of practical measures taken for addressing the "wicked problem" of diffuse nutrient pollution. This study analyses how the extent of consensual policy styles, organizational and program integration, participatory governance, and the capacities of public authorities are related to the substance of practical measures taken (effect-vs. source-based measures) and the choice of policy instruments (e.g., sermons, carrots, sticks). Based on a comparative case study design including six country cases, document analyses, and expert interviews, we find no clear-cut relationships between the country's governance structures and the types of measures chosen or any trend of a combined effect. This suggests that, in the case of the WFD, governance structures are less important than expected or that different governance structures compensate for the effects on the level of practical measures taken and policy instruments chosen. These results question the dominant assumption that these governance structures matter (a lot) in wicked problem solving and may hint to additional context factors these governance structures are embedded in.

摘要

农业造成的淡水资源营养污染是实现《欧洲水框架指令》(WFD)水质目标的关键障碍。治理研究表明,治理结构可以支持水质措施的规划。然而,广泛不清楚特定的治理结构如何影响为解决“棘手问题”即扩散性营养污染而采取的实际措施的性质。本研究分析了共识政策风格、组织和项目整合、参与式治理的程度以及公共当局的能力与采取的实际措施的实质(基于效果的措施与基于源头的措施)和政策工具的选择(如说教、胡萝卜加大棒)之间的关系。基于包括六个国家案例的比较案例研究设计、文件分析和专家访谈,我们没有发现国家治理结构与所选措施类型之间存在明确的关系,也没有任何综合效果的趋势。这表明,在 WFD 的情况下,治理结构的重要性不如预期的那么大,或者不同的治理结构可以弥补对采取的实际措施和政策工具选择水平的影响。这些结果对这些治理结构在解决棘手问题方面非常重要的主导假设提出了质疑,并且可能暗示了这些治理结构所嵌入的其他背景因素。

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