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理解不同的倾向性评分匹配方法的估计结果之间的差异。

Understanding differences between what alternate propensity score methods estimate.

机构信息

The Comparative Health Outcomes, Policy, and Economics (CHOICE) Institute, University of Washington, Seattle.

KNG Health Consulting, LLC, North Bethesda, MD.

出版信息

J Manag Care Spec Pharm. 2023 Apr;29(4):391-399. doi: 10.18553/jmcp.2023.29.4.391.

DOI:10.18553/jmcp.2023.29.4.391
PMID:36989454
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC10387984/
Abstract

Many approaches to propensity score methods are used in the applied health economics and outcomes research literature. Often this creates confusion when different approaches produce different results for the same data. To present a conceptual overview based on a potential outcomes framework to demonstrate how more than 1 mean treatment effect parameter can be estimated using the propensity score methods and how the selection of appropriate methods should align with the scientific questions. We highlight that more than 1 mean treatment effect parameter can be estimated using the propensity score methods. Using the potential outcomes framework and alternate data-generating processes, we discuss under what assumptions different mean treatment effect parameter estimates are supposed to vary. We tie these discussions with propensity score methods to show that different approaches may estimate different parameters. We illustrate these methods using a case study of the comparative effectiveness of apixaban vs warfarin on the likelihood of stroke among patients with a prior diagnosis of atrial fibrillation. Different mean treatment effect parameters take on different values when treatment effects are heterogeneous. We show that traditional propensity score approaches, such as blocking, weighting, matching, or doubly robust, can estimate different mean treatment effect parameters. Therefore, they may not produce the same results even when applied to the same data using the same covariates. We found significant differences in our case study estimates of mean treatment effect parameters. Still, once a mean treatment effect parameter is targeted, estimates across different methods are not different. This highlights the importance of first selecting the target parameter for analysis by aligning the interpretation of the target parameter with the scientific questions and then selecting the specific method to estimate this target parameter. We present a conceptual overview of propensity score methods in health economics and outcomes research from a potential outcomes framework. We hope these discussions will help applied researchers choose appropriate propensity score approaches for their analysis. Dr Unuigbe's time was supported through an unrestricted postdoctoral fellowship from Pfizer to the University of Washington, Seattle.

摘要

在应用健康经济学和结果研究文献中,有许多倾向评分方法的方法。当不同的方法对相同的数据产生不同的结果时,这常常会引起混淆。为了基于潜在结果框架提出一个概念概述,以展示如何使用倾向评分方法估计超过 1 个平均治疗效果参数,以及如何选择合适的方法与科学问题保持一致。我们强调,使用倾向评分方法可以估计超过 1 个平均治疗效果参数。我们使用潜在结果框架和替代数据生成过程,讨论在什么假设下,不同的平均治疗效果参数估计值应该有所不同。我们将这些讨论与倾向评分方法联系起来,以表明不同的方法可能会估计不同的参数。我们使用一个关于阿哌沙班与华法林在有先前心房颤动诊断的患者中风可能性方面的比较疗效的案例研究来说明这些方法。当治疗效果存在异质性时,不同的平均治疗效果参数会取不同的值。我们表明,传统的倾向评分方法,如分层、加权、匹配或双重稳健,都可以估计不同的平均治疗效果参数。因此,即使将相同的协变量应用于相同的数据,它们也可能不会产生相同的结果。我们在案例研究中发现了平均治疗效果参数估计值的显著差异。尽管如此,一旦目标是平均治疗效果参数,那么不同方法的估计值就不会有所不同。这突出了首先通过将目标参数的解释与科学问题保持一致来选择分析的目标参数,然后选择估计该目标参数的特定方法的重要性。我们从潜在结果框架出发,在健康经济学和结果研究中提出了倾向评分方法的概念概述。我们希望这些讨论将帮助应用研究人员为他们的分析选择合适的倾向评分方法。Unuigbe 博士的时间得到了辉瑞公司向华盛顿大学西雅图分校提供的一项无限制博士后奖学金的支持。

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本文引用的文献

1
Covariate selection strategies for causal inference: Classification and comparison.用于因果推断的协变量选择策略:分类与比较
Biom J. 2019 Sep;61(5):1270-1289. doi: 10.1002/bimj.201700294. Epub 2018 Oct 10.
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Understanding and misunderstanding randomized controlled trials.理解与误解随机对照试验。
Soc Sci Med. 2018 Aug;210:2-21. doi: 10.1016/j.socscimed.2017.12.005. Epub 2017 Dec 25.
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Propensity score estimators for the average treatment effect and the average treatment effect on the treated may yield very different estimates.平均治疗效果以及对接受治疗者的平均治疗效果的倾向得分估计量可能会产生非常不同的估计值。
Stat Methods Med Res. 2016 Oct;25(5):1938-1954. doi: 10.1177/0962280213507034. Epub 2013 Nov 6.
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Heterogeneity in action: the role of passive personalization in comparative effectiveness research.行动中的异质性:被动个性化在比较效果研究中的作用
Health Econ. 2014 Mar;23(3):359-73. doi: 10.1002/hec.2996. Epub 2013 Oct 9.
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An Introduction to Propensity Score Methods for Reducing the Effects of Confounding in Observational Studies.倾向得分法在观察性研究中减少混杂效应的介绍
Multivariate Behav Res. 2011 May;46(3):399-424. doi: 10.1080/00273171.2011.568786. Epub 2011 Jun 8.
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Matching methods for causal inference: A review and a look forward.因果推断的匹配方法:综述与展望
Stat Sci. 2010 Feb 1;25(1):1-21. doi: 10.1214/09-STS313.
7
Propensity score techniques and the assessment of measured covariate balance to test causal associations in psychological research.倾向评分技术与测量协变量平衡评估在心理研究中测试因果关系。
Psychol Methods. 2010 Sep;15(3):234-49. doi: 10.1037/a0019623.
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Improving propensity score weighting using machine learning.使用机器学习改进倾向评分加权。
Stat Med. 2010 Feb 10;29(3):337-46. doi: 10.1002/sim.3782.
9
Balance diagnostics for comparing the distribution of baseline covariates between treatment groups in propensity-score matched samples.平衡诊断用于比较倾向评分匹配样本中治疗组间基线协变量的分布。
Stat Med. 2009 Nov 10;28(25):3083-107. doi: 10.1002/sim.3697.
10
Assessing balance in measured baseline covariates when using many-to-one matching on the propensity-score.在倾向得分进行多对一匹配时评估测量的基线协变量中的平衡。
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