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用于工业过程异常检测的混合变量监测混合模型

Hybrid Variable Monitoring Mixture Model for Anomaly Detection in Industrial Processes.

作者信息

Wang Min, Zhou Donghua, Chen Maoyin

出版信息

IEEE Trans Cybern. 2024 Jan;54(1):319-331. doi: 10.1109/TCYB.2022.3228524. Epub 2023 Dec 20.

Abstract

Effective process monitoring is both a prerequisite and a guarantee for high system reliability. In modern industrial processes, binary variables may appear together with continuous variables, making process monitoring more intractable. Recently, a model named hybrid variable monitoring (HVM) has been proposed to conduct anomaly detection with both continuous and binary variables. Although the performance of HVM has been significantly improved after using the information of binary variables, it assumes that every continuous variable obeys a single Gaussian distribution and each binary variable obeys a single Bernoulli distribution. It is difficult for practical processes to satisfy such strict assumptions. To overcome this problem, this study proposes an improved algorithm called HVM mixture model (HVMMM). The HVMMM contains multiple components with the assumption of an HVM for every component. Compared with the HVM, the HVMMM is suitable for more general situations and has a more accurate characterization of the data features. Subsequently, the expectation-maximization (EM) algorithm is adopted for parameter learning for multiple components. The mathematical expressions of the parameters are derived in detail. In addition, the improvement on the monitoring performance caused by multiple components is analyzed. Finally, a numerical example and a practical case are used to demonstrate the effectiveness and efficiency of HVMMM. After multiple components are considered, the fault detection rate increases by 5.49% in the numerical example and the false alarm rate reduces by 1.6% in the practical case.

摘要

有效的过程监控既是高系统可靠性的前提条件,也是其保证。在现代工业过程中,二元变量可能与连续变量同时出现,这使得过程监控变得更加棘手。最近,一种名为混合变量监控(HVM)的模型被提出来用于对连续变量和二元变量进行异常检测。尽管在使用二元变量信息后HVM的性能有了显著提高,但它假设每个连续变量都服从单一高斯分布,每个二元变量都服从单一伯努利分布。实际过程很难满足这样严格的假设。为了克服这个问题,本研究提出了一种改进算法,称为HVM混合模型(HVMMM)。HVMMM包含多个组件,每个组件都假设为一个HVM。与HVM相比,HVMMM适用于更一般的情况,并且对数据特征有更准确的刻画。随后,采用期望最大化(EM)算法对多个组件进行参数学习。详细推导了参数的数学表达式。此外,分析了多个组件对监控性能的改进。最后,通过一个数值例子和一个实际案例来证明HVMMM的有效性和效率。考虑多个组件后,数值例子中的故障检测率提高了5.49%,实际案例中的误报率降低了1.6%。

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