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算法公平性与可解释性中的部分信息分解综述。

A Review of Partial Information Decomposition in Algorithmic Fairness and Explainability.

作者信息

Dutta Sanghamitra, Hamman Faisal

机构信息

Department of Electrical and Computer Engineering, University of Maryland, College Park, MD 20742, USA.

出版信息

Entropy (Basel). 2023 May 13;25(5):795. doi: 10.3390/e25050795.

DOI:10.3390/e25050795
PMID:37238550
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC10217569/
Abstract

Partial Information Decomposition (PID) is a body of work within information theory that allows one to quantify the information that several random variables provide about another random variable, either individually (unique information), redundantly (shared information), or only jointly (synergistic information). This review article aims to provide a survey of some recent and emerging applications of partial information decomposition in algorithmic fairness and explainability, which are of immense importance given the growing use of machine learning in high-stakes applications. For instance, PID, in conjunction with causality, has enabled the disentanglement of the non-exempt disparity which is the part of the overall disparity that is not due to critical job necessities. Similarly, in federated learning, PID has enabled the quantification of tradeoffs between local and global disparities. We introduce a taxonomy that highlights the role of PID in algorithmic fairness and explainability in three main avenues: (i) Quantifying the legally non-exempt disparity for auditing or training; (ii) Explaining contributions of various features or data points; and (iii) Formalizing tradeoffs among different disparities in federated learning. Lastly, we also review techniques for the estimation of PID measures, as well as discuss some challenges and future directions.

摘要

部分信息分解(PID)是信息论中的一个研究领域,它允许人们量化几个随机变量关于另一个随机变量所提供的信息,这些信息可以是单独提供的(独特信息)、冗余提供的(共享信息),或者仅通过联合提供的(协同信息)。这篇综述文章旨在概述部分信息分解在算法公平性和可解释性方面的一些最新及新兴应用,鉴于机器学习在高风险应用中的使用日益增加,这些应用极为重要。例如,PID与因果关系相结合,能够解开非豁免差异,即总体差异中并非源于关键工作需求的部分。同样,在联邦学习中,PID能够量化局部差异和全局差异之间的权衡。我们引入一种分类法,突出PID在算法公平性和可解释性方面在三个主要途径中的作用:(i)量化用于审计或训练的法律上非豁免差异;(ii)解释各种特征或数据点的贡献;以及(iii)形式化联邦学习中不同差异之间的权衡。最后,我们还回顾了估计PID度量的技术,并讨论了一些挑战和未来方向。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/0d6936314a0a/entropy-25-00795-g004.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/c40e28fbfdab/entropy-25-00795-g001.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/bedab9a152f1/entropy-25-00795-g002.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/712c344896ea/entropy-25-00795-g003.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/0d6936314a0a/entropy-25-00795-g004.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/c40e28fbfdab/entropy-25-00795-g001.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/bedab9a152f1/entropy-25-00795-g002.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/712c344896ea/entropy-25-00795-g003.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/9f2f/10217569/0d6936314a0a/entropy-25-00795-g004.jpg

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本文引用的文献

1
Estimating the Unique Information of Continuous Variables.估计连续变量的独特信息。
Adv Neural Inf Process Syst. 2021 Dec;34:20295-20307.
2
A Novel Approach to the Partial Information Decomposition.一种部分信息分解的新方法。
Entropy (Basel). 2022 Mar 13;24(3):403. doi: 10.3390/e24030403.
3
Redundant Information Neural Estimation.冗余信息神经估计
Entropy (Basel). 2021 Jul 20;23(7):922. doi: 10.3390/e23070922.
4
Pointwise Partial Information Decomposition Using the Specificity and Ambiguity Lattices.使用特异性和模糊性格的逐点部分信息分解
Entropy (Basel). 2018 Apr 18;20(4):297. doi: 10.3390/e20040297.
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Fair Inference on Outcomes.对结果的合理推断。
Proc AAAI Conf Artif Intell. 2018 Feb;2018:1931-1940. Epub 2018 Apr 25.
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Bivariate measure of redundant information.冗余信息的双变量度量。
Phys Rev E Stat Nonlin Soft Matter Phys. 2013 Jan;87(1):012130. doi: 10.1103/PhysRevE.87.012130. Epub 2013 Jan 23.