IEEE J Biomed Health Inform. 2023 Nov;27(11):5644-5654. doi: 10.1109/JBHI.2023.3305980. Epub 2023 Nov 7.
Obstructive sleep apnea (OSA) is a sleep disorder that causes partial or complete cessation of breathing during an individual's sleep. Various methods have been proposed to automatically detect OSA events, but little work has focused on predicting such events in advance, which is useful for the development of devices that regulate breathing during a patient's sleep. We propose four methods for sleep apnea prediction based on convolutional and long short-term memory neural networks (1D-CNN, ConvLSTM, 1D-CNN-LSTM and 2D-CNN-LSTM), which use raw data from three respiratory signals (nasal flow, abdominal and thoracic) sampled at 32 Hz, without any human-engineered features. We predict OSA (apnea or hypopnea) and normal breathing events 30 seconds ahead using the prior 90 seconds' data. Our results on a dataset containing over 46,000 examples from 1,507 subjects show that all four models achieved promising accuracy ( 81%). The 1D-CNN-LSTM and 2D-CNN-LSTM were the best two performing models with accuracy, sensitivity and specificity over 83%, 81% and 85% respectively. These results show that OSA events can be accurately predicted in advance based on respiratory signals, opening up opportunities for the development of devices to preemptively regulate the airflow to sleepers to avoid these events. Furthermore, we demonstrate good prediction performance even when respiratory signals are downsampled by a factor of 32, to 1 Hz, for which our proposed 1D-CNN-LSTM achieved 82.94% accuracy, 81.25% sensitivity and 84.63% specificity. This robustness to low sampling frequencies allows our algorithms to be implemented in devices with low storage capacity, making them suitable for at-home environments.
阻塞性睡眠呼吸暂停(OSA)是一种睡眠障碍,会导致个体在睡眠期间部分或完全停止呼吸。已经提出了各种方法来自动检测 OSA 事件,但很少有工作关注提前预测此类事件,这对于开发在患者睡眠期间调节呼吸的设备很有用。我们提出了基于卷积和长短期记忆神经网络(1D-CNN、ConvLSTM、1D-CNN-LSTM 和 2D-CNN-LSTM)的四种睡眠呼吸暂停预测方法,这些方法使用从以 32 Hz 采样的三个呼吸信号(鼻气流、腹部和胸部)中获取的原始数据,而不使用任何人为设计的特征。我们使用前 90 秒的数据预测 30 秒后的 OSA(呼吸暂停或低通气)和正常呼吸事件。我们在一个包含超过 46000 个来自 1507 个个体的示例的数据集上的结果表明,所有四个模型都达到了有希望的准确性(81%)。1D-CNN-LSTM 和 2D-CNN-LSTM 是表现最好的两个模型,其准确性、灵敏度和特异性分别超过 83%、81%和 85%。这些结果表明,基于呼吸信号可以提前准确预测 OSA 事件,为开发提前调节睡眠者气流以避免这些事件的设备提供了机会。此外,即使将呼吸信号以 32 的因子下采样至 1 Hz,我们提出的 1D-CNN-LSTM 仍能达到 82.94%的准确性、81.25%的灵敏度和 84.63%的特异性,这表明我们的方法具有很好的鲁棒性。这种对低采样频率的鲁棒性使我们的算法能够在存储容量低的设备中实现,从而使其适合家庭环境。