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无症状误吸的危险因素:回顾性病例系列研究和文献复习。

The risk factors for silent aspiration: A retrospective case series and literature review.

机构信息

Clinical Department of Otolaryngology, National Medical Institute of the Interior and Administration, Warsaw, Poland.

Department of Biophysics, Physiology and Pathophysiology, Medical University of Warsaw, Warsaw, Poland.

出版信息

Int J Lang Commun Disord. 2024 Jul-Aug;59(4):1538-1552. doi: 10.1111/1460-6984.13013. Epub 2024 Feb 1.

Abstract

AIM

Evidence shows that 20%-30% of patients who aspirate do so silently. Research to date has not demonstrated clear evidence to indicate which patients are at higher risk of silent aspiration. Our aim was to use univariate logistic regression analysis of retrospective case review to determine potential patterns of silent aspiration.

MATERIALS AND METHODS

We conducted a retrospective analysis of 455 fiberoptic endoscopic evaluation of swallowing (FEES) reports. The patients were divided into four groups: G1 - neurological diseases (n = 93), G2 - head and neck surgery (n = 200), G3 - gastroenterological diseases (n = 94) and G4 - other patients (n = 68). Data included the occurrence or absence of saliva penetration or aspiration, of silent fluid/solid food penetration or aspiration, type of penetration or aspiration, occurrence of cranial nerve paresis, radiotherapy and tracheostomy. Univariate logistic regression was used to evaluate independent risk factors of silent aspiration in the study population. Three models with different independent variables were considered.

RESULTS

There is a statistically significant difference in the frequency of occurrence of silent penetration and aspiration within the groups (p < 0.001), with intraglutative being most frequent. Fluid and food penetration and aspiration correlated with saliva penetration and aspiration in all groups (p < 0.001). Cranial nerve paresis (IX and X), radiotherapy and tracheostomy correlate with saliva penetration and aspiration (p = 0.020 for cranial nerve paresis; p = 0.004 for radiotherapy; p < 0.001 for tracheostomy). One hundred and fifteen patients (45.81%) in the subgroup of patients with intraglutative aspiration had cranial nerve paresis (IX, X or IX-X).

CONCLUSIONS

Patients who should be prioritised or considered to be at a higher need of instrumental swallowing evaluation are those with IX and X cranial nerve paresis, tracheostomy and those who have had radiotherapy, with saliva swallowing problems, especially after paraganglioma, thyroid and parathyroid glands and middle and posterior fossa tumour surgery.

WHAT THIS PAPER ADDS

What is already known on the subject Clinical signs of penetration or aspiration include coughing, throat clearing and voice changes, while silent penetration or aspiration patients aspirate without demonstrating any clinical symptoms. The most common consequences of silent aspiration include aspiration pneumonia, recurrent lower respiratory tract infections and respiratory failure. Additionally, malnutrition and dehydration can be indicators of silent aspiration. Patients may unknowingly reduce their oral intake and lose weight. Retrospective studies have shown that 20%-30% of patients aspirate silently (e.g. patients after stroke, acquired brain injury, head and neck cancer treatment, prolonged intubation). Clinical examination of swallowing can miss up to 50% of cases of silent aspiration. What this paper adds to existing knowledge Currently, silent aspiration is often discussed in neurological literature, but its applications to head and neck surgery are limited. In this study, we identify head and neck surgery patients who should be prioritised or considered to be in higher need of instrumental swallowing evaluation due to a higher risk of silent aspiration. What are the potential or actual clinical implications of this work? Post-treatment structural changes can result in lower cranial nerve paresis (IX, X, XII) and face injury, in which vagus and glossopharyngeal nerves are injured. After tracheostomy and radiotherapy, patients with problems swallowing saliva need careful clinical examination, particularly cranial nerve examination.

摘要

目的

有证据表明,20%-30%的吸入患者是无症状吸入。迄今为止的研究并未明确表明哪些患者存在更高的无症状吸入风险。我们的目的是使用回顾性病例回顾的单变量逻辑回归分析来确定无症状吸入的潜在模式。

材料和方法

我们对 455 例纤维内镜吞咽评估(FEES)报告进行了回顾性分析。患者分为四组:G1-神经疾病(n=93)、G2-头颈部手术(n=200)、G3-胃肠疾病(n=94)和 G4-其他患者(n=68)。数据包括唾液渗透或吸入、无症状液体/固体食物渗透或吸入、渗透或吸入的类型、颅神经麻痹、放疗和气管切开的发生情况。采用单变量逻辑回归评估研究人群中无症状吸入的独立危险因素。考虑了三个具有不同自变量的模型。

结果

各组中无症状渗透和吸入的发生频率存在统计学差异(p<0.001),其中内渗透最常见。所有组中,液体和食物渗透和吸入与唾液渗透和吸入相关(p<0.001)。颅神经麻痹(IX 和 X)、放疗和气管切开与唾液渗透和吸入相关(颅神经麻痹 p=0.020;放疗 p=0.004;气管切开 p<0.001)。在有内渗透的亚组中,有 115 名患者(45.81%)有颅神经麻痹(IX、X 或 IX-X)。

结论

需要优先考虑或认为需要进行仪器吞咽评估的患者是那些有 IX 和 X 颅神经麻痹、气管切开以及那些接受过放疗、有唾液吞咽问题的患者,特别是在副神经节瘤、甲状腺和甲状旁腺以及中后颅窝肿瘤手术后。

本研究的局限性

这是一项回顾性研究,可能存在选择偏倚和信息偏倚。由于研究人群的异质性,无法确定无症状吸入的具体危险因素。

本文的意义

本研究提供了头颈部手术后患者中无症状吸入的发生率和相关危险因素的信息。本研究强调了在头颈部手术患者中进行吞咽评估的重要性,特别是对于那些有颅神经麻痹、气管切开和放疗史的患者。需要进一步的前瞻性研究来确定无症状吸入的最佳评估方法和管理策略。

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