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一种用于估计异质幸存者因果效应的贝叶斯机器学习方法:在重症监护试验中的应用

A BAYESIAN MACHINE LEARNING APPROACH FOR ESTIMATING HETEROGENEOUS SURVIVOR CAUSAL EFFECTS: APPLICATIONS TO A CRITICAL CARE TRIAL.

作者信息

Chen Xinyuan, Harhay Michael O, Tong Guangyu, Li Fan

机构信息

Department of Mathematics and Statistics, Mississippi State University.

Department of Biostatistics, Epidemiology and Informatics, Perelman School of Medicine, University of Pennsylvania.

出版信息

Ann Appl Stat. 2024 Mar;18(1):350-374. doi: 10.1214/23-aoas1792. Epub 2024 Jan 31.

Abstract

Assessing heterogeneity in the effects of treatments has become increasingly popular in the field of causal inference and carries important implications for clinical decision-making. While extensive literature exists for studying treatment effect heterogeneity when outcomes are fully observed, there has been limited development in tools for estimating heterogeneous causal effects when patient-centered outcomes are truncated by a terminal event, such as death. Due to mortality occurring during study follow-up, the outcomes of interest are unobservable, undefined, or not fully observed for many participants in which case principal stratification is an appealing framework to draw valid causal conclusions. Motivated by the Acute Respiratory Distress Syndrome Network (ARDSNetwork) ARDS respiratory management (ARMA) trial, we developed a flexible Bayesian machine learning approach to estimate the average causal effect and heterogeneous causal effects among the always-survivors stratum when clinical outcomes are subject to truncation. We adopted Bayesian additive regression trees (BART) to flexibly specify separate mean models for the potential outcomes and latent stratum membership. In the analysis of the ARMA trial, we found that the low tidal volume treatment had an overall benefit for participants sustaining acute lung injuries on the outcome of time to returning home but substantial heterogeneity in treatment effects among the always-survivors, driven most strongly by biologic sex and the alveolar-arterial oxygen gradient at baseline (a physiologic measure of lung function and degree of hypoxemia). These findings illustrate how the proposed methodology could guide the prognostic enrichment of future trials in the field.

摘要

评估治疗效果的异质性在因果推断领域越来越受到关注,并且对临床决策具有重要意义。虽然在完全观察到结局时研究治疗效果异质性的文献很多,但在以患者为中心的结局因死亡等终末事件而被截断时,用于估计异质因果效应的工具却发展有限。由于在研究随访期间发生死亡,许多参与者的感兴趣结局无法观察到、未定义或未完全观察到,在这种情况下,主分层是得出有效因果结论的一个有吸引力的框架。受急性呼吸窘迫综合征网络(ARDSNetwork)急性呼吸窘迫综合征呼吸管理(ARMA)试验的启发,我们开发了一种灵活的贝叶斯机器学习方法,用于在临床结局受到截断时估计始终存活者亚组中的平均因果效应和异质因果效应。我们采用贝叶斯加法回归树(BART)来灵活地为潜在结局和潜在亚组成员指定单独的均值模型。在对ARMA试验的分析中,我们发现低潮气量治疗对遭受急性肺损伤的参与者在回家时间结局上总体有益,但在始终存活者中治疗效果存在很大异质性,最强驱动因素是生物学性别和基线时的肺泡-动脉氧梯度(肺功能和低氧血症程度的生理指标)。这些发现说明了所提出的方法如何能够指导该领域未来试验的预后富集。

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