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重新思考作者姓名歧义问题及其他:以中国语境为例。

Rethinking the author name ambiguity problem and beyond: The case of the Chinese context.

作者信息

Xu Shaoxiong Brian, Hu Guangwei

机构信息

School of Foreign Studies, Huanggang Normal University, Huanggang, Hubei, China.

Department of English and Communication, The Hong Kong Polytechnic University, Hung Hom, Hong Kong, China.

出版信息

Account Res. 2025 Aug;32(6):913-936. doi: 10.1080/08989621.2024.2349115. Epub 2024 May 5.

Abstract

The perennial problem of author name ambiguity has attracted increasing attention in the academic community. Drawing on the literature, this article first highlights the pervasiveness of the problem and discusses its adverse consequences. It then analyzes the behavioral causes of the problem in the Chinese context and attributes them to personal, cultural, and institutional factors. Informed by this analysis and recognizing ORCID as a promising solution, we propose an ORCID-based "Prevention plus Cure" campaign against author name ambiguity. The prevention objective relies on researchers' consistent use of ORCID, while the cure objective involves retrospectively integrating ORCIDs into backfile publications. We also outline the responsibilities of various stakeholders to ensure the success of the campaign. Furthermore, we argue that universal adoption of ORCID can help curb authorship-related misconduct, discern predatory journals and publishers, and track researchers' undesirable records of academic publishing. We then analyze the current status of ORCID adoption in China, identify potential challenges, propose tentative solutions to address them, and highlight ORCID as a tool that can be utilized to empower China's combat against research misconduct. In conclusion, we emphasize the importance of conducting empirical research to inform more effective promotion of ORCID adoption in China.

摘要

作者姓名歧义这一长期存在的问题在学术界已引起越来越多的关注。借鉴相关文献,本文首先强调了该问题的普遍性,并讨论了其不良后果。接着分析了中国背景下该问题产生的行为原因,并将其归因于个人、文化和制度因素。基于这一分析并认识到开放研究者与贡献者身份识别码(ORCID)是一个有前景的解决方案,我们提出了一项基于ORCID的消除作者姓名歧义的“预防加治理”行动。预防目标依赖于研究人员持续使用ORCID,而治理目标则涉及将ORCID追溯整合到过刊出版物中。我们还概述了各利益相关方的责任以确保该行动取得成功。此外,我们认为广泛采用ORCID有助于遏制与作者身份相关的不当行为、识别掠夺性期刊和出版商,并追踪研究人员不良的学术出版记录。然后我们分析了中国采用ORCID的现状,识别了潜在挑战,提出了应对这些挑战的初步解决方案,并强调ORCID是一种可用于助力中国打击研究不当行为的工具。总之,我们强调开展实证研究对于更有效地推动中国采用ORCID的重要性。

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