Brinkman Niels, Broekman Melle, Teunis Teun, Choi Seung, Ring David, Jayakumar Prakash
Department of Surgery and Perioperative Care, Dell Medical School, The University of Texas at Austin, Austin, TX, USA.
The Center for Applied Psychometric Research, Educational Psychology Department, The University of Texas at Austin, Austin, TX, USA.
Clin Orthop Relat Res. 2025 Apr 1;483(4):647-663. doi: 10.1097/CORR.0000000000003394. Epub 2025 Feb 5.
BACKGROUND: A better understanding of the correlation between social health and mindsets, comfort, and capability could aid the design of individualized care models. However, currently available social health checklists are relatively lengthy, burdensome, and designed for descriptive screening purposes rather than quantitative assessment for clinical research, patient monitoring, or quality improvement. Alternatives such as area deprivation index are prone to overgeneralization, lack depth in regard to personal circumstances, and evolve rapidly with gentrification. To fill this void, we aimed to identify the underlying themes of social health and develop a new, personalized and quantitative social health measure. QUESTIONS/PURPOSES: (1) What underlying themes of social health (factors) among a subset of items derived from available legacy checklists and questionnaires can be identified and quantified using a brief social health measure? (2) How much of the variation in levels of discomfort, capability, general health, feelings of distress, and unhelpful thoughts regarding symptoms is accounted for by quantified social health? METHODS: In this two-stage, cross-sectional study among people seeking musculoskeletal specialty care in an urban area in the United States, all English and Spanish literate adults (ages 18 to 89 years) were invited to participate in two separate cohorts to help develop a provisional new measure of quantified social health. In a first stage (December 2021 to August 2022) , 291 patients rated a subset of items derived from commonly used social health checklists and questionnaires (Tool for Health and Resilience in Vulnerable Environments [THRIVE]; Protocol for Responding to and Assessing Patient Assets, Risks and Experiences [PRAPARE]; and Accountable Health Communities Health-Related Social Needs Screening Tool [HRSN]), of whom 95% (275 of 291; 57% women; mean ± SD age 49 ± 16 years; 51% White, 33% Hispanic; 21% Spanish speaking; 38% completed high school or less) completed all items required to perform factor analysis and were included. Given that so few patients decline participation (estimated at < 5%), we did not track them. We then randomly parsed participants into (1) a learning cohort (69% [189 of 275]) used to identify underlying themes of social health and develop a new measure of quantified social health using exploratory and confirmatory factor analysis (CFA), and (2) a validation cohort (31% [86 of 275]) used to test and internally validate the findings on data not used in its development. During the validation process, we found inconsistencies in the correlations of quantified social health with levels of discomfort and capability between the learning and validation cohort that could not be resolved or explained despite various sensitivity analyses. We therefore identified an additional cohort of 356 eligible patients (February 2023 to June 2023) to complete a new extended subset of items directed at financial security and social support (5 items from the initial stage and 11 new items derived from the Interpersonal Support Evaluation List, Financial Well-Being Scale, Multidimensional Scale of Perceived Social Support, Medical Outcomes Study Social Support Survey, and 6-item Social Support Questionnaire, and "I have to work multiple jobs in order to finance my life" was self-created), of whom 95% (338 of 356; 53% women; mean ± SD age 48 ± 16 years; 38% White, 48% Hispanic; 31% Spanish speaking; 47% completed high school or less) completed all items required to perform factor analysis and were included. We repeated factor analysis to identify the underlying themes of social health and then applied item response theory-based graded response modeling to identify the items that were best able to measure differences in social health (high item discrimination) with the lowest possible floor and ceiling effects (proportion of participants with lowest or highest possible score, respectively; a range of different item difficulties). We also assessed the CFA factor loadings (correlation of an individual item with the identified factor) and modification indices (parameters that suggest whether specific changes to the model would improve model fit appreciably). We then iteratively removed items based on low factor loadings (< 0.4, generally regarded as threshold for items to be considered stable) and high modification indices until model fit in CFA was acceptable (root mean square of error approximation [RMSEA] < 0.05). We then assessed local dependencies among the remaining items (strong relationships between items unrelated to the underlying factor) using Yen Q3 and aimed to combine only items with local dependencies of < 0.25. Because we exhausted our set of items, we were not able to address all local dependencies. Among the remaining items, we then repeated CFA to assess model fit (RMSEA) and used Cronbach alpha to assess internal consistency (the extent to which different subsets of the included items would provide the same measurement outcomes). We performed a differential item functioning analysis to assess whether certain items are rated discordantly based on differences in self-reported age, gender, race, or level of education, which can introduce bias. Last, we assessed the correlations of the new quantified social health measure with various self-reported sociodemographic characteristics (external validity) as well as level of discomfort, capability, general health, and mental health (clinical relevance) using bivariate and multivariable linear regression analyses. RESULTS: We identified two factors representing financial security (11 items) and social support (5 items). After removing problematic items based on our prespecified protocol, we selected 5 items to address financial security (including "I am concerned that the money I have or will save won't last") and 4 items to address social support (including "There is a special person who is around when I am in need"). The selected items of the new quantified social health measure (Social Health Scale [SHS]) displayed good model fit in CFA (RMSEA 0.046, confirming adequate factor structure) and good internal consistency (Cronbach α = 0.80 to 0.84), although there were some remaining local dependencies that could not be resolved by removing items because we exhausted our set of items. We found that more disadvantaged quantitative social health was moderately associated with various sociodemographic characteristics (self-reported Black race [regression coefficient (RC) 2.6 (95% confidence interval [CI] 0.29 to 4.9)], divorced [RC 2.5 (95% CI 0.23 to 4.8)], unemployed [RC 1.7 (95% CI 0.023 to 3.4)], uninsured [RC 3.5 (95% CI 0.33 to 6.7)], and earning less than USD 75,000 per year [RC 2.7 (95% CI 0.020 to 5.4) to 6.8 (95% CI 4.3 to 9.3)]), slightly with higher levels of discomfort (RC 0.055 [95% CI 0.16 to 0.093]), slightly with lower levels of capability (RC -0.19 [95% CI -0.34 to -0.035]), slightly with worse general health (RC 0.13 [95% CI 0.069 to 0.18]), moderately with higher levels of unhelpful thoughts (RC 0.17 [95% CI 0.13 to 0.22]), and moderately with greater feelings of distress (RC 0.23 [95% CI 0.19 to 0.28]). CONCLUSION: A quantitative measure of social health with domains of financial security and social support had acceptable psychometric properties and seems clinically relevant given the associations with levels of discomfort, capability, and general health. It is important to mention that people with disadvantaged social health should not be further disadvantaged by using a quantitative measure of social health to screen or cherry pick in contexts of incentivized or mandated reporting, which could worsen inequities in access and care. Rather, one should consider disadvantaged social health and its associated stressors as one of several previously less considered and potentially modifiable aspects of comprehensive musculoskeletal health. CLINICAL RELEVANCE: A personalized, quantitative measure of social health would be useful to better capture and understand the role of social health in comprehensive musculoskeletal specialty care. The SHS can be used to measure the distinct contribution of social health to various aspects of musculoskeletal health to inform development of personalized, whole-person care pathways. Clinicians may also use the SHS to identify and monitor patients with disadvantaged social circumstances. This line of inquiry may benefit from additional research including a larger number of items focused on a broader range of social health to further develop the SHS.
背景:更好地理解社会健康与心态、舒适度和能力之间的关联,有助于设计个性化护理模式。然而,目前可用的社会健康清单相对冗长、繁琐,且是为描述性筛查目的而设计,并非用于临床研究、患者监测或质量改进的定量评估。诸如地区贫困指数等替代方法容易过度概括,缺乏对个人情况的深入考量,且会随着城市中产阶级化迅速演变。为填补这一空白,我们旨在确定社会健康的潜在主题,并开发一种新的、个性化的定量社会健康测量方法。 问题/目的:(1)使用简短的社会健康测量方法,从现有传统清单和问卷中选取的一组项目中,能识别和量化出社会健康(因素)的哪些潜在主题?(2)量化的社会健康能解释不适程度、能力、总体健康、痛苦感受以及对症状的无益想法等方面的多大差异? 方法:在这项针对美国城市地区寻求肌肉骨骼专科护理的人群的两阶段横断面研究中,邀请所有具备英语和西班牙语读写能力的成年人(年龄18至89岁)参与两个独立队列,以帮助开发一种新的定量社会健康临时测量方法。在第一阶段(2021年12月至2022年8月),291名患者对从常用社会健康清单和问卷(脆弱环境中的健康与恢复力工具[THRIVE];应对和评估患者资产、风险及经历的方案[PRAPARE];以及责任健康社区与健康相关的社会需求筛查工具[HRSN])中选取的一组项目进行评分,其中95%(291名中的275名;57%为女性;平均±标准差年龄49±16岁;51%为白人,33%为西班牙裔;21%说西班牙语;38%完成高中学业或更低学历)完成了进行因子分析所需的所有项目并被纳入研究。鉴于拒绝参与的患者极少(估计<5%),我们未对其进行追踪。然后,我们将参与者随机分为两组:(1)一个学习队列(69%[275名中的189名]),用于通过探索性和验证性因子分析(CFA)确定社会健康的潜在主题,并开发一种新的定量社会健康测量方法;(2)一个验证队列(31%[275名中的86名]),用于在未用于其开发的数据上测试并内部验证研究结果。在验证过程中,我们发现学习队列和验证队列中量化的社会健康与不适程度和能力水平之间的相关性存在不一致,尽管进行了各种敏感性分析,但仍无法解决或解释。因此,我们确定了另外一组356名符合条件的患者(2023年2月至2023年6月),让他们完成一组新的扩展项目,这些项目针对财务安全和社会支持(5个来自初始阶段的项目以及11个新项目,新项目源自人际支持评估清单、财务幸福感量表、感知社会支持多维量表、医疗结果研究社会支持调查和6项社会支持问卷,“我必须从事多份工作来维持生计”为自行编制),其中95%(356名中的338名;53%为女性;平均±标准差年龄48±16岁;38%为白人,48%为西班牙裔;31%说西班牙语;47%完成高中学业或更低学历)完成了进行因子分析所需的所有项目并被纳入研究。我们重复进行因子分析以确定社会健康的潜在主题,然后应用基于项目反应理论的等级反应模型来确定最能测量社会健康差异(高项目区分度)且具有尽可能低的地板效应和天花板效应(分别为得分最低或最高的参与者比例;一系列不同的项目难度)的项目。我们还评估了CFA因子载荷(单个项目与确定因子的相关性)和修正指数(表明对模型进行特定更改是否会显著改善模型拟合度的参数)。然后,我们根据低因子载荷(<0.4,一般认为是项目被视为稳定的阈值)和高修正指数,迭代删除项目,直到CFA中的模型拟合度可接受(均方根误差近似值[RMSEA]<0.05)。然后,我们使用Yen Q3评估剩余项目之间的局部依赖性(与潜在因子无关的项目之间的强关系),并旨在仅合并局部依赖性<0.25的项目。由于我们用尽了所有项目,因此无法解决所有局部依赖性问题。在剩余项目中,我们然后重复CFA以评估模型拟合度(RMSEA),并使用Cronbach阿尔法系数评估内部一致性(所包含项目的不同子集提供相同测量结果的程度)。我们进行了差异项目功能分析,以评估某些项目是否因自我报告的年龄、性别、种族或教育程度差异而得到不一致的评分,这可能会引入偏差。最后,我们使用双变量和多变量线性回归分析评估新的量化社会健康测量方法与各种自我报告的社会人口统计学特征(外部有效性)以及不适程度、能力、总体健康和心理健康水平(临床相关性)之间的相关性。 结果:我们确定了两个因子,分别代表财务安全(11个项目)和社会支持(5个项目)。根据我们预先制定的方案删除有问题的项目后,我们选择了5个项目来评估财务安全(包括“我担心我现有的或将会节省的钱不够用”)和4个项目来评估社会支持(包括“当我需要时,有一个特别的人在我身边”)。新的量化社会健康测量方法(社会健康量表[SHS])所选项目在CFA中显示出良好的模型拟合度(RMSEA为0.046,确认因子结构合适)和良好的内部一致性(Cronbachα系数=0.80至0.84),尽管由于我们用尽了所有项目,仍有一些剩余的局部依赖性无法通过删除项目来解决。我们发现,社会健康状况越不利,与各种社会人口统计学特征(自我报告为黑人种族[回归系数(RC)2.6(95%置信区间[CI]0.29至4.9)]、离婚[RC 2.5(95%CI 0.23至4.8)]、失业[RC 1.7(95%CI 0.023至3.4)]、未参保[RC 3.5(95%CI 0.33至6.7)]以及年收入低于75,000美元[RC 2.7(95%CI 0.020至5.4)至6.8(95%CI 4.3至9.3)])呈中度相关,与较高的不适程度呈轻度相关(RC 0.055[95%CI 0.16至0.093]),与较低的能力水平呈轻度相关(RC -0.19[95%CI -0.34至-0.035]),与较差的总体健康呈轻度相关(RC 0.13[95%CI 0.069至0.18]),与较高的无益想法水平呈中度相关(RC 0.17[95%CI 0.13至0.22]),与更大的痛苦感受呈中度相关(RC 0.23[95%CI 0.19至0.28])。 结论:一种包含财务安全和社会支持领域的社会健康定量测量方法具有可接受的心理测量特性,并且鉴于其与不适程度、能力和总体健康水平的关联,似乎具有临床相关性。需要指出的是,在激励性或强制性报告的背景下,使用社会健康定量测量方法进行筛查或挑选,不应使社会健康状况不利的人群进一步处于不利地位,这可能会加剧获取医疗服务和护理方面的不平等。相反,应将社会健康状况不利及其相关压力源视为综合肌肉骨骼健康中几个此前较少考虑且可能可改变的方面之一。 临床相关性:一种个性化的社会健康定量测量方法将有助于更好地捕捉和理解社会健康在综合肌肉骨骼专科护理中的作用。SHS可用于测量社会健康对肌肉骨骼健康各个方面的独特贡献,为制定个性化的全人护理路径提供信息。临床医生也可使用SHS识别和监测社会状况不利的患者。这一研究方向可能受益于更多研究,包括纳入更多关注更广泛社会健康范围的项目,以进一步完善SHS。
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