School of Health Sciences, Faculty of Health and Medical Sciences, University of Surrey, Guildford, UK.
Australian Institute of Health Innovation, Macquarie University, Sydney, New South Wales, Australia.
Health Soc Care Deliv Res. 2024 Aug;12(25):1-195. doi: 10.3310/PAMV3758.
Unprofessional behaviour in healthcare systems can negatively impact staff well-being, patient safety and organisational costs. Unprofessional behaviour encompasses a range of behaviours, including incivility, microaggressions, harassment and bullying. Despite efforts to combat unprofessional behaviour in healthcare settings, it remains prevalent. Interventions to reduce unprofessional behaviour in health care have been conducted - but how and why they may work is unclear. Given the complexity of the issue, a realist review methodology is an ideal approach to examining unprofessional behaviour in healthcare systems.
To improve context-specific understanding of how, why and in what circumstances unprofessional behaviours between staff in acute healthcare settings occur and evidence of strategies implemented to mitigate, manage and prevent them.
Realist synthesis methodology consistent with realist and meta-narrative evidence syntheses: evolving standards reporting guidelines.
Literature sources for building initial theories were identified from the original proposal and from informal searches of various websites. For theory refinement, we conducted systematic and purposive searches for peer-reviewed literature on databases such as EMBASE, Cumulative Index to Nursing and Allied Health Literature and MEDLINE databases as well as for grey literature. Searches were conducted iteratively from November 2021 to December 2022.
Initial theory-building drew on 38 sources. Searches resulted in 2878 titles and abstracts. In total, 148 sources were included in the review. Terminology and definitions used for unprofessional behaviours were inconsistent. This may present issues for policy and practice when trying to identify and address unprofessional behaviour. Contributors of unprofessional behaviour can be categorised into four areas: (1) workplace disempowerment, (2) organisational uncertainty, confusion and stress, (3) (lack of) social cohesion and (4) enablement of harmful cultures that tolerate unprofessional behaviours. Those at most risk of experiencing unprofessional behaviour are staff from a minoritised background. We identified 42 interventions in the literature to address unprofessional behaviour. These spanned five types: (1) single session (i.e. one-off), (2) multiple sessions, (3) single or multiple sessions combined with other actions (e.g. training session plus a code of conduct), (4) professional accountability and reporting interventions and (5) structured culture-change interventions. We identified 42 reports of interventions, with none conducted in the United Kingdom. Of these, 29 interventions were evaluated, with the majority ( = 23) reporting some measure of effectiveness. Interventions drew on 13 types of behaviour-change strategy designed to, for example: change social norms, improve awareness of unprofessional behaviour, or redesign the workplace. Interventions were impacted by 12 key dynamics, including focusing on individuals, lack of trust in management and non-existent logic models.
Workplace disempowerment and organisational barriers are primary contributors to unprofessional behaviour. However, interventions predominantly focus on individual education or training without addressing systemic, organisational issues. Effectiveness of interventions to improve staff well-being or patient safety is uncertain. We provide 12 key dynamics and 15 implementation principles to guide organisations.
Interventions need to: (1) be tested in a United Kingdom context, (2) draw on behavioural science principles and (3) target systemic, organisational issues.
This review focuses on interpersonal staff-to-staff unprofessional behaviour, in acute healthcare settings only and does not include non-intervention literature outside the United Kingdom or outside of health care.
This study was prospectively registered on PROSPERO CRD42021255490. The record is available from: www.crd.york.ac.uk/prospero/display_record.php?ID=CRD42021255490.
This award was funded by the National Institute for Health and Care Research (NIHR) Health and Social Care Delivery Research programme (NIHR award ref: NIHR131606) and is published in full in ; Vol. 12, No. 25. See the NIHR Funding and Awards website for further award information.
医疗系统中的不专业行为会对员工的健康、患者的安全和组织的成本产生负面影响。不专业的行为包括不礼貌、微侵犯、骚扰和欺凌等行为。尽管医疗保健领域已经采取了措施来打击不专业的行为,但它仍然普遍存在。已经有一些干预措施来减少医疗保健中的不专业行为,但不清楚它们是如何以及为什么起作用的。鉴于问题的复杂性,现实主义审查方法是研究医疗保健系统中不专业行为的理想方法。
提高对急性医疗保健环境中员工之间不专业行为发生的方式、原因和情况的具体理解,并提供已实施的减轻、管理和预防这些行为的策略的证据。
采用与现实主义和元叙述证据综合一致的现实主义综合方法:不断发展的标准报告准则。
从原始提案和各种网站的非正式搜索中确定了构建初始理论的文献来源。为了进行理论细化,我们在 EMBASE、 Cumulative Index to Nursing and Allied Health Literature 和 MEDLINE 数据库以及灰色文献等数据库中进行了系统和有针对性的文献搜索,以寻找同行评议文献。搜索从 2021 年 11 月到 2022 年 12 月迭代进行。
初始理论构建借鉴了 38 个来源。搜索结果产生了 2878 个标题和摘要。总共包括 148 个来源。不专业行为使用的术语和定义不一致。这在尝试识别和处理不专业行为时可能会给政策和实践带来问题。不专业行为的贡献者可以分为四个领域:(1)工作场所无权,(2)组织不确定性、混乱和压力,(3)(缺乏)社会凝聚力和(4)容忍不专业行为的有害文化的促成。最有可能经历不专业行为的是少数族裔背景的员工。我们在文献中确定了 42 种解决不专业行为的干预措施。这些干预措施跨越了五种类型:(1)单一会议(即一次性),(2)多次会议,(3)单次或多次会议与其他行动相结合(例如培训会议加行为准则),(4)专业问责和报告干预措施和(5)结构化文化变革干预措施。我们确定了 42 份干预措施的报告,其中没有在英国进行的。其中,有 29 项干预措施得到了评估,其中大多数(=23)报告了某种程度的有效性。干预措施受到 12 个关键动态的影响,包括关注个人、对管理层缺乏信任和不存在逻辑模型。
工作场所无权和组织障碍是不专业行为的主要原因。然而,干预措施主要侧重于个人教育或培训,而没有解决系统、组织问题。提高员工健康或患者安全的干预措施的有效性尚不确定。我们提供了 12 个关键动态和 15 个实施原则来指导组织。
干预措施需要:(1)在英国背景下进行测试,(2)借鉴行为科学原理,(3)针对系统、组织问题。
本综述仅关注急性医疗保健环境中仅涉及员工之间的不专业行为,不包括英国以外或医疗保健以外的非干预文献。
本研究在 PROSPERO CRD42021255490 上进行了前瞻性注册。该记录可从以下网址获得:www.crd.york.ac.uk/prospero/display_record.php?ID=CRD42021255490。
该奖项由英国国家健康与保健卓越研究所(NIHR)健康与社会保健交付研究计划(NIHR 奖号:NIHR131606)资助,并在;第 12 卷,第 25 期。请访问 NIHR 资助和奖项网站,了解更多的奖项信息。