Zhang Jinsong, Ding Tonggen, Ma Linmao
School of Management, South-Central Minzu University, Wuhan, Hubei, 430074, China.
Research Center of Digital Development and Governance in Minority Areas, South-Central Minzu University, Wuhan, Hubei, 430074, China.
Heliyon. 2024 Oct 1;10(21):e38783. doi: 10.1016/j.heliyon.2024.e38783. eCollection 2024 Nov 15.
In China, absolute poverty has been effectively eliminated, but this does not signify the complete eradication of poverty. Instead, poverty persists in the forms of relative and secondary poverty. More concerningly, regions or households lifted out of poverty continue to face numerous risks of returning to poverty. In this context, measuring poverty solely based on monetary metrics is no longer adequate. Furthermore, the primary focus of grassroots governance has shifted from merely assessing poverty to accurately predicting the multifaceted risks associated with falling back into poverty. A multidimensional poverty indicator system is constructed to measure and predict the risk of multidimensional returning to poverty in China. Then, the Alkire-Forster counting method is applied to measure the risk of multidimensional poverty return and demonstrate the contribution of various indicators to multidimensional poverty return using tracking survey data from the China Family Panel Studies (CFPS). The results show that the multidimensional poverty return in China is mainly caused by the factors in two or three dimensions, where the social development capability dimension has the highest contribution to the multidimensional poverty return index with 43.12 %, followed by the health and education dimensions. Moreover, according to the finding that the identification of multidimensional poverty varies with the values of the poverty cut-off, a novel and practicable method is proposed to classify the risk into three levels, noted as the high, medium and low levels. Consequently, a hybrid model is constructed to predict the risk of multidimensional poverty return by integrating the Archimedes optimization algorithm (AOA), variational mode decomposition (VMD) and Bi-directional long short-term memory (BiLSTM) neural networks. Finally, the performance of the constructed model is validated with an accuracy up to 99.81 %. The constructed model's efforts outperform the traditional BiLSTM and several prevalent machine learning algorithms through extensive comparative experiments. These results illustrate that the proposed model can accurately and stably predict the potential risk of poverty return for multidimensional poverty groups and regions. In conclusion, drawing from the analysis of factors contributing to the risk of relapsing into poverty in this study, policy suggestions have been formulated focusing on education, social capacity enhancement, and healthcare system advancement. In summary, this paper provides new insights into the factors contributing to multidimensional poverty recurrence and the methods for assessing its risk levels, while also introducing a more precise approach to predicting these levels.
在中国,绝对贫困已得到有效消除,但这并不意味着贫困已被彻底根除。相反,贫困以相对贫困和次生贫困的形式依然存在。更令人担忧的是,已脱贫地区或家庭仍面临诸多返贫风险。在此背景下,单纯基于货币指标来衡量贫困已不再足够。此外,基层治理的重点已从单纯评估贫困转向准确预测与返贫相关的多方面风险。构建了一个多维贫困指标体系来衡量和预测中国多维返贫风险。然后,运用阿尔基尔 - 福斯特计数法来衡量多维返贫风险,并利用中国家庭追踪调查(CFPS)的跟踪调查数据展示各项指标对多维返贫的贡献。结果表明,中国的多维返贫主要由两到三个维度的因素导致,其中社会发展能力维度对多维返贫指数的贡献最高,为43.12%,其次是健康和教育维度。此外,根据多维贫困识别随贫困临界值变化的研究发现,提出了一种新颖且可行的方法将风险分为高、中、低三个等级。因此,通过整合阿基米德优化算法(AOA)、变分模态分解(VMD)和双向长短期记忆(BiLSTM)神经网络,构建了一个混合模型来预测多维返贫风险。最后,所构建模型的性能得到验证,准确率高达99.81%。通过广泛的对比实验,所构建模型的效果优于传统的BiLSTM和几种流行的机器学习算法。这些结果表明,所提出的模型能够准确、稳定地预测多维贫困群体和地区的返贫潜在风险。总之,借鉴本研究中对返贫风险影响因素的分析,制定了侧重于教育、社会能力提升和医疗体系完善的政策建议。综上所述,本文为多维贫困复发的影响因素及风险水平评估方法提供了新见解,同时引入了一种更精确的预测这些水平的方法。