Olivier Tomás, Shin Hoon C, Yu David J, Garcia Margaret
Maxwell School of Citizenship and Public Affairs, Syracuse University, United States.
Lyles School of Civil Engineering, Purdue University, United States.
J Environ Manage. 2025 Feb;374:124009. doi: 10.1016/j.jenvman.2024.124009. Epub 2025 Jan 8.
In the management of reservoirs, different forms of infrastructure (such as dams, hydropower units, information) are functionally interdependent and often managed by different types of actors to form a social-ecological-technological system. Such interdependence also occurs because institutions (understood as rules that guide and constrain actor behavior) exist to indicate how infrastructures should be managed. We apply institutional analysis and social network analysis to identify how functionally interdependent infrastructures and actors are connected by formal rules created to manage reservoir operations in Argentina (Ameghino Dam, Chubut) and the United States (Coyote Valley Dam, California). Using Exponential Random Graph Models and motif analysis we develop and test hypotheses about which types of patterns of rule-mediated interdependence are more likely to occur in the management of reservoir operations as well as how contextual features, such as the socio-political environment and the types of actors involved, influence rule-mediated interdependence in social-ecological-technological systems. We find that the type of actors involved and the socio-political context in which rules are designed shape the patterns of rule-mediated interdependencies. These findings shed light on and call for more attention to the role that formal rules play in shaping infrastructure management across socio-political contexts.
在水库管理中,不同形式的基础设施(如大坝、水电设施、信息设施)在功能上相互依存,且通常由不同类型的行为主体进行管理,从而形成一个社会 - 生态 - 技术系统。这种相互依存关系的出现还因为存在一些制度(理解为指导和约束行为主体行为的规则)来指明基础设施应如何管理。我们运用制度分析和社会网络分析方法,以确定在阿根廷(丘布特省的阿梅希诺大坝)和美国(加利福尼亚州的郊狼谷大坝)为管理水库运营而制定的正式规则是如何将功能上相互依存的基础设施和行为主体联系起来的。我们使用指数随机图模型和模体分析方法,对哪些类型的规则介导的相互依存模式在水库运营管理中更有可能出现,以及诸如社会政治环境和所涉及的行为主体类型等背景特征如何影响社会 - 生态 - 技术系统中规则介导的相互依存关系等问题,提出并检验假设。我们发现,所涉及的行为主体类型以及设计规则时的社会政治背景塑造了规则介导的相互依存模式。这些发现揭示了正式规则在跨社会政治背景塑造基础设施管理方面所起的作用,并呼吁对此给予更多关注。