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基于注意力机制和遥感的深度学习模型对中国东北黑土区玉米产量的估算

Maize yield estimation in Northeast China's black soil region using a deep learning model with attention mechanism and remote sensing.

作者信息

Li Xingke, Lyu Yunfeng, Zhu Bingxue, Liu Lushi, Song Kaishan

机构信息

School of Geographic Science, Changchun Normal University, Changchun, 130102, China.

State Key Laboratory of Black Soils Conservation and Utilization, Northeast Institute of Geography and Agroecology, Chinese Academy of Sciences, Changchun, 130102, China.

出版信息

Sci Rep. 2025 Apr 15;15(1):12927. doi: 10.1038/s41598-025-97563-6.

Abstract

Accurate prediction of maize yields is crucial for effective crop management. In this paper, we propose a novel deep learning framework (CNNAtBiGRU) for estimating maize yield, which is applied to typical black soil areas in Northeast China. This framework integrates a one-dimensional convolutional neural network (1D-CNN), bidirectional gated recurrent units (BiGRU), and an attention mechanism to effectively characterize and weight key segments of input data. In the predictions for the most recent year, the model demonstrated high accuracy (R² = 0.896, RMSE = 908.33 kg/ha) and exhibited strong robustness in both earlier years and during extreme climatic events. Unlike traditional yield estimation methods that primarily rely on remote sensing vegetation indices, phenological data, meteorological data, and soil characteristics, this study innovatively incorporates anthropogenic factors, such as Degree of Cultivation Mechanization (DCM), reflecting the rapid advancement of agricultural modernization. The relative importance analysis of input variables revealed that Enhanced Vegetation Index (EVI), Sun-Induced Chlorophyll Fluorescence (SIF), and DCM were the most influential factors in yield prediction. Furthermore, our framework enables maize yield prediction 1-2 months in advance by leveraging historical patterns of environmental and agricultural variables, providing valuable lead time for decision-making. This predictive capability does not rely on forecasting future weather conditions but rather captures yield-relevant signals embedded in early-season data.

摘要

准确预测玉米产量对于有效的作物管理至关重要。在本文中,我们提出了一种用于估计玉米产量的新型深度学习框架(CNNAtBiGRU),并将其应用于中国东北典型黑土区。该框架集成了一维卷积神经网络(1D-CNN)、双向门控循环单元(BiGRU)和注意力机制,以有效表征输入数据的关键片段并进行加权。在最近一年的预测中,该模型表现出高准确率(R² = 0.896,RMSE = 908.33 kg/ha),并且在早年和极端气候事件期间都表现出很强的稳健性。与主要依赖遥感植被指数、物候数据、气象数据和土壤特征的传统产量估计方法不同,本研究创新性地纳入了人为因素,如耕作机械化程度(DCM),反映了农业现代化的快速发展。输入变量的相对重要性分析表明,增强植被指数(EVI)、太阳诱导叶绿素荧光(SIF)和DCM是产量预测中最具影响力的因素。此外,我们的框架通过利用环境和农业变量的历史模式,能够提前1至2个月预测玉米产量,为决策提供宝贵的提前时间。这种预测能力不依赖于预测未来天气状况,而是捕捉早期季节数据中嵌入的与产量相关的信号。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/295a/12000596/a359cebb56be/41598_2025_97563_Fig1_HTML.jpg

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