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从责任缺口到责任重叠:人工智能及其他复杂技术中的共同责任与受托义务

From liability gaps to liability overlaps: shared responsibilities and fiduciary duties in AI and other complex technologies.

作者信息

Custers Bart, Lahmann Henning, Scott Benjamyn I

机构信息

eLaw - the Center for Law and Digital Technologies, Leiden University, Leiden, The Netherlands.

International Institute of Air and Space Law, and eLaw - the Center for Law and Digital Technologies, Leiden University, Leiden, The Netherlands.

出版信息

AI Soc. 2025;40(5):4035-4050. doi: 10.1007/s00146-024-02137-1. Epub 2025 Jan 11.

DOI:10.1007/s00146-024-02137-1
PMID:40510249
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC12152026/
Abstract

Complex technologies such as Artificial Intelligence (AI) can cause harm, raising the question of who is liable for the harm caused. Research has identified multiple liability gaps (i.e., unsatisfactory outcomes when applying existing liability rules) in legal frameworks. In this paper, the concepts of shared responsibilities and fiduciary duties are explored as avenues to address liability gaps. The development, deployment and use of complex technologies are not clearly distinguishable stages, as often suggested, but are processes of cooperation and co-creation. At the intersections of these stages, shared responsibilities and fiduciary duties of multiple actors can be observed. Although none of the actors have complete control or a complete overview, many actors have some control or influence, and, therefore, responsibilities based on fault, prevention or benefit. Shared responsibilities and fiduciary duties can turn liability gaps into liability overlaps. These concepts could be implemented in tort and contract law by amending existing law (e.g., by assuming that all stakeholders are liable unless they can prove they did not owe a duty of care) and by creating more room for partial liability reflecting partial responsibilities (e.g., a responsibility to signal or identify an issue without a corresponding responsibility to solve that issue). This approach better aligns legal liabilities with responsibilities, increases legal certainty, and increases cooperation and understanding between actors, improving the quality and safety of technologies. However, it may not solve all liability gaps, may have chilling effects on innovation, and may require further detailing through case law.

摘要

诸如人工智能(AI)这样的复杂技术可能会造成危害,这就引发了对于由谁来为所造成的危害负责的问题。研究已经在法律框架中识别出了多个责任缺口(即应用现有责任规则时出现的不尽如人意的结果)。在本文中,探讨了共同责任和受托责任的概念,将其作为解决责任缺口的途径。复杂技术的开发、部署和使用并非如通常所认为的那样是清晰可辨的阶段,而是合作与共同创造的过程。在这些阶段的交叉点上,可以观察到多个行为主体的共同责任和受托责任。虽然没有任何一个行为主体能够完全控制或全面了解情况,但许多行为主体都有一定的控制权或影响力,因此,基于过错、预防或受益而产生责任。共同责任和受托责任可以将责任缺口转变为责任重叠。这些概念可以通过修订现行法律(例如,假定所有利益相关者都有责任,除非他们能够证明自己没有注意义务)以及为反映部分责任的部分责任创造更多空间(例如,有发出信号或识别问题的责任,但没有解决该问题的相应责任),从而在侵权法和合同法中得以实施。这种方法能使法律责任与责任更好地契合,提高法律确定性,并增强行为主体之间的合作与理解,提升技术的质量和安全性。然而,它可能无法解决所有的责任缺口,可能会对创新产生抑制作用,并且可能需要通过判例法进一步细化。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a84a/12152026/ebf032ddd9a9/146_2024_2137_Fig3_HTML.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a84a/12152026/43d25b20aba7/146_2024_2137_Fig1_HTML.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a84a/12152026/5f7bd17dbe2b/146_2024_2137_Fig2_HTML.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a84a/12152026/ebf032ddd9a9/146_2024_2137_Fig3_HTML.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a84a/12152026/43d25b20aba7/146_2024_2137_Fig1_HTML.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a84a/12152026/5f7bd17dbe2b/146_2024_2137_Fig2_HTML.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a84a/12152026/ebf032ddd9a9/146_2024_2137_Fig3_HTML.jpg

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本文引用的文献

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Responsibility Gaps and Retributive Dispositions: Evidence from the US, Japan and Germany.责任差距与报应倾向:来自美国、日本和德国的证据。
Sci Eng Ethics. 2024 Oct 17;30(6):51. doi: 10.1007/s11948-024-00509-w.
2
Wealth creation without domination. The fiduciary duties of corporations.无支配的财富创造。公司的信托责任。
Crit Rev Int Soc Political Philos. 2022 Aug 18;27(3):317-338. doi: 10.1080/13698230.2022.2113224. eCollection 2024.
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Tragic Choices and the Virtue of Techno-Responsibility Gaps.悲剧性选择与技术责任差距之美德
Philos Technol. 2022;35(2):26. doi: 10.1007/s13347-022-00519-1. Epub 2022 Mar 30.
4
Faultless responsibility: on the nature and allocation of moral responsibility for distributed moral actions.完美责任:论分布式道德行为的道德责任的性质与分配
Philos Trans A Math Phys Eng Sci. 2016 Dec 28;374(2083). doi: 10.1098/rsta.2016.0112.