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巴西司法对卫生技术评估的特定治疗中断时间序列分析。

Treatment-specific interrupted time series analyses of judicial deference to health technology assessment in Brazil.

作者信息

Poirier Mathieu Jp, Nanyangwe-Moyo Tina, de Vasconcelos Natalia Pires, Wang Daniel, Lin Gigi O, Chieffi Ana Luiza, Monaco Cauê Freitas, Mao Zun Ge, Hoffman Steven J

机构信息

Global Strategy Lab, Dahdaleh Institute for Global Health Research, Faculty of Health, York University, 4700 Keele Street, Dahdaleh Building 2120, Toronto, ON, M3J 1P3, Canada.

School of Global Health, York University, Toronto, Canada.

出版信息

BMC Health Serv Res. 2025 Jul 12;25(1):950. doi: 10.1186/s12913-025-13088-8.

Abstract

BACKGROUND

The use of health rights litigation as a parallel decision-making venue to bypass health technology assessments (HTA) has resulted in unintended inequitable impacts on Latin American health systems since the 1990s. Brazil created a new HTA body in 2011 to promote a transparent and evidence-informed process in the Ministry of Health´s decisions about treatment coverage, but its impact on the judicial system’s provision of specific treatments to patient litigants has not yet been quantitatively evaluated.

METHODS

We leverage a unique dataset of 3,774 judicial claims for ten of Brazil’s most frequently litigated treatments to conduct the first quasi-experimental evaluation of treatment-specific changes in judicial decisions providing treatments through the national health system. Interrupted time series analyses using ordinary least-squares and logistic fractional response regressions were used to determine if an HTA recommendation was significantly associated with a change in court decisions in favour of litigants following a positive or negative recommendation for national coverage for the ten most litigated treatments in the country.

RESULTS

We find no evidence of a statistically significant change in court decisions using ordinary least-squares regression and decreases of smaller than 2.1% in positive court decisions using logistic fractional regression, regardless of whether HTA recommended for or against coverage. Among treatments recommended for coverage, three treatments experienced decreases in positive court decisions ranging from 3.1 to 26.8%. Among treatments recommended against coverage, two treatments experienced decreases in positive decisions ranging from 5.2 to 14.2%, and one treatment experienced a 9.6% increase in positive decisions.

CONCLUSIONS

Our results demonstrate that nearly all court claims filed for the ten most litigated treatments in Brazil were granted, and HTA recommendations had almost no impact on judicial decisions to grant patient petitions for coverage. Policymakers should be aware that the creation of an HTA does not guarantee that its recommendations will produce a change in court decision making on patient petitions for treatment coverage. To realize the promise of basing difficult decisions on the provision and allocation of health technologies on principles of clinical utility, cost-effectiveness, and equity, the failure to meaningfully incorporate HTA in judicial processes must be addressed.

SUPPLEMENTARY INFORMATION

The online version contains supplementary material available at 10.1186/s12913-025-13088-8.

摘要

背景

自20世纪90年代以来,将健康权诉讼作为一种平行决策场所以绕过卫生技术评估(HTA),给拉丁美洲卫生系统带来了意想不到的不公平影响。巴西于2011年设立了一个新的HTA机构,以促进卫生部在治疗覆盖范围决策过程中的透明度和基于证据的决策,但该机构对司法系统为患者诉讼当事人提供特定治疗的影响尚未得到定量评估。

方法

我们利用一个独特的数据集,其中包含巴西最常引发诉讼的十种治疗方法的3774起司法索赔,对通过国家卫生系统提供治疗的司法决策中特定治疗方法的变化进行首次准实验评估。使用普通最小二乘法和逻辑分数响应回归进行中断时间序列分析,以确定对于该国十种最常引发诉讼的治疗方法,HTA建议在对国家覆盖范围给出正面或负面建议后,是否与有利于诉讼当事人的法院判决变化存在显著关联。

结果

我们发现,无论HTA建议覆盖还是不覆盖,使用普通最小二乘法回归未发现法院判决有统计学显著变化,使用逻辑分数回归时,正面法院判决的下降幅度小于2.1%。在建议覆盖的治疗方法中,有三种治疗方法的正面法院判决下降幅度在3.1%至26.8%之间。在建议不覆盖的治疗方法中,有两种治疗方法的正面判决下降幅度在5.2%至14.2%之间,还有一种治疗方法的正面判决增加了9.6%。

结论

我们的结果表明,巴西针对十种最常引发诉讼的治疗方法提起的几乎所有法院索赔都得到了批准,HTA建议对批准患者覆盖申请的司法判决几乎没有影响。政策制定者应意识到,设立HTA并不能保证其建议会改变法院对患者治疗覆盖申请的判决。为了实现基于临床效用、成本效益和公平原则对卫生技术的提供和分配做出艰难决策的承诺,必须解决在司法程序中未能有效纳入HTA的问题。

补充信息

在线版本包含可在10.1186/s12913 - 025 - 13088 - 8获取的补充材料。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/a1b5/12254987/a9a1414d6ca8/12913_2025_13088_Fig1_HTML.jpg

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