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一种用于医院自带设备安全的社会技术方法:使用混合方法行动研究的成熟度模型的开发与试点测试

A Sociotechnical Approach to Bring-Your-Own-Device Security in Hospitals: Development and Pilot Testing of a Maturity Model Using Mixed Methods Action Research.

作者信息

Wani Tafheem Ahmad, Mendoza Antonette, Gray Kathleen

机构信息

School of Psychology and Public Health, Department of Public Health, La Trobe University, Melbourne, Australia.

Centre for Digital Transformation of Health, University of Melbourne, Melbourne, Australia.

出版信息

JMIR Hum Factors. 2025 Aug 13;12:e71912. doi: 10.2196/71912.

DOI:10.2196/71912
PMID:40802372
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC12391842/
Abstract

BACKGROUND

Bring your own device (BYOD) adoption in health care improves clinician productivity, but introduces cybersecurity risks due to weak security controls, human error, and policy circumvention. Existing security frameworks and models are technocentric, while overlooking sociotechnical factors such as clinician behavior, workflow integration, and organizational culture. This misalignment reduces their effectiveness in health care settings. In addition, hospitals vary in structure, resources, and BYOD use, necessitating a flexible yet structured approach to assess security maturity and prioritize improvements, which is lacking in existing models.

OBJECTIVE

This study aims to develop and pilot a hospital BYOD security maturity model that integrates technical, policy, and human factors for a structured assessment and improvement of BYOD security in health care.

METHODS

This study used mixed methods action research to design and pilot a hospital BYOD security maturity model. Surveys and interviews with IT managers and clinicians shaped the model, which was trialed at a public metropolitan hospital in Victoria, Australia. Participants completed a maturity assessment and joined a 90‑minute co‑design workshop that prioritized 6 key domains and proposed improvements. Descriptive statistics and thematic analysis guided refinements to improve clarity and usability.

RESULTS

The model was initially developed with 22 domains across 3 key dimensions: technology, policy, and people, each structured across 5 maturity levels to support systematic progression in hospital BYOD security. On the basis of participant feedback during the refinement process, 2 training-related domains were merged, resulting in a final model with 21 domains. The technology dimension includes domains such as identity, access, and authentication management; device security; and clinical communication, ensuring technical controls align with hospital policies and workflows. The policy dimension focuses on governance, covering areas such as BYOD strategy, regulatory compliance, and incident response, to establish clear security guidelines and enforcement mechanisms. The people dimension addresses human factors, including security awareness training, stakeholder involvement, and security culture, fostering staff engagement and adherence to security protocols. A maturity assessment survey conducted at a public metropolitan hospital in Victoria, Australia, revealed an overall maturity level of 2.04. Key areas for improvement included identity and access management, clinical communication security, and governance transparency. A 90-minute co-design workshop identified challenges and proposed solutions for the top 6 priority domains. Recommendations included implementing single sign-on, defining a formal BYOD strategy, enhancing secure communication tools, and improving stakeholder engagement.

CONCLUSIONS

The model can serve as a valuable tool for hospitals and policy makers, offering actionable recommendations to strengthen BYOD security. The pilot implementation demonstrated its practical applicability, helping the hospital identify security gaps and develop a road map for structured enhancements. Further validation across diverse health care settings will enhance its adaptability and long-term impact.

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/bd2ef52a9ee0/humanfactors_v12i1e71912_fig4.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/ebb8bc494e99/humanfactors_v12i1e71912_fig1.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/8443947a8ba6/humanfactors_v12i1e71912_fig2.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/9410a3b74b11/humanfactors_v12i1e71912_fig3.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/bd2ef52a9ee0/humanfactors_v12i1e71912_fig4.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/ebb8bc494e99/humanfactors_v12i1e71912_fig1.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/8443947a8ba6/humanfactors_v12i1e71912_fig2.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/9410a3b74b11/humanfactors_v12i1e71912_fig3.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/14c1/12391842/bd2ef52a9ee0/humanfactors_v12i1e71912_fig4.jpg
摘要

背景

医疗保健领域采用自带设备(BYOD)可提高临床医生的工作效率,但由于安全控制薄弱、人为失误和规避政策等原因,会带来网络安全风险。现有的安全框架和模型以技术为中心,忽视了临床医生行为、工作流程整合和组织文化等社会技术因素。这种不一致降低了它们在医疗保健环境中的有效性。此外,医院在结构、资源和BYOD使用方面存在差异,需要一种灵活但结构化的方法来评估安全成熟度并确定改进的优先级,而现有模型缺乏这一点。

目的

本研究旨在开发并试行一种医院BYOD安全成熟度模型,该模型整合技术、政策和人为因素,以对医疗保健领域的BYOD安全进行结构化评估和改进。

方法

本研究采用混合方法行动研究来设计并试行一种医院BYOD安全成熟度模型。对IT经理和临床医生进行的调查和访谈塑造了该模型,该模型在澳大利亚维多利亚州的一家公立大都市医院进行了试验。参与者完成了成熟度评估,并参加了一个90分钟的协同设计研讨会,该研讨会确定了6个关键领域的优先级并提出了改进建议。描述性统计和主题分析指导了改进,以提高清晰度和可用性。

结果

该模型最初由3个关键维度(技术、政策和人员)的22个领域组成,每个维度按5个成熟度级别构建,以支持医院BYOD安全的系统进展。根据改进过程中的参与者反馈,合并了2个与培训相关的领域,最终形成了一个包含21个领域的模型。技术维度包括身份、访问和认证管理、设备安全以及临床通信等领域,确保技术控制与医院政策和工作流程保持一致。政策维度侧重于治理,涵盖BYOD战略、法规合规和事件响应等领域,以建立明确的安全指南和执行机制。人员维度涉及人为因素,包括安全意识培训、利益相关者参与和安全文化,促进员工参与并遵守安全协议。在澳大利亚维多利亚州的一家公立大都市医院进行的成熟度评估调查显示,总体成熟度水平为2.04。需要改进的关键领域包括身份和访问管理、临床通信安全以及治理透明度。一个90分钟的协同设计研讨会确定了前6个优先领域的挑战并提出了解决方案。建议包括实施单点登录、定义正式的BYOD战略、增强安全通信工具以及改善利益相关者参与度。

结论

该模型可为医院和政策制定者提供有价值的工具,提供可操作的建议以加强BYOD安全。试点实施证明了其实际适用性,帮助医院识别安全差距并制定结构化增强的路线图。在不同医疗保健环境中的进一步验证将提高其适应性和长期影响。

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