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探索中国临床研究人员的伦理世界:挑战与改进途径

Navigating the ethical world of clinical researchers in China: challenges and pathways for improvement.

作者信息

Zhang Hua, Shi Shuwen, Liu Chanjuan

机构信息

Institute of Medical Humanities (Key Research Center of Philosophy and Social Sciences of Zhejiang), Wenzhou Medical University, Wenzhou, 325000, China.

Eye Hospital of Wenzhou Medical University, Wenzhou , 325027, China.

出版信息

BMC Med Ethics. 2025 Sep 29;26(1):122. doi: 10.1186/s12910-025-01298-y.

Abstract

BACKGROUND

Over the past decade, China has witnessed a sharp increase in clinical trials, exceeding 4,000 in 2023. Yet, this growth has brought emerging ethical challenges and concerning researcher misconduct. Despite growing scholarly attention to clinical trial regulation, a critical knowledge gap remains regarding the ethical world of clinical researchers. This study investigates ethical challenges in clinical research, their contributing factors, and pathways for improvement.

METHODS

The research design involved mixed methods, specifically a nationwide questionnaire survey (quantitative) and semi-structured interviews (qualitative). Using stratified random sampling from China's Clinical Trial Registry (ChiCTR), 1,800 questionnaires were distributed and 287 valid responses analyzed descriptively with SPSS 22 to identify key challenges. Subsequently, 37 clinical researchers were interviewed, and transcripts thematically analyzed with NVivo 11 to explore underlying causes and triangulate the survey findings, thereby identifying potential pathways for improvement.

RESULTS

The descriptive analysis of the questionnaire results, triangulated with interview findings, reveals that general misconduct is common despite the rarity of severe violations; ethical behavior often lags behind ethical cognition and attitude; researchers show blunted moral sensitivity; and most adopt a passive stance toward ethical compliance rather than active engagement. The thematic analysis identifies two core contributors to these challenges: individual factors-including personal traits, dulled moral sensitivity, limited ethical knowledge, and low ethical awareness; and environmental factors-including weak ethical oversight, an inadequate ethical climate, unhealthy research competition, and researcher-subject knowledge asymmetry.

CONCLUSIONS

Ethical challenges in China's clinical research persist due to the interaction of personal ethical limitations and structurally weak oversight systems. To mitigate these challenges, a dual approach is proposed, integrating internal moral cultivation and external oversight. Internally, efforts should focus on creating an ethical space for dialogue, promoting moral consensus, fostering ethical identity and sensitivity, and cultivating a sense of ethical responsibility through moral practice. Externally, improvements are needed in post-approval ethical monitoring, targeted training programs, research climate, and public understanding of clinical trials and ethics.

摘要

背景

在过去十年中,中国的临床试验数量急剧增加,2023年超过了4000项。然而,这种增长带来了新出现的伦理挑战以及令人担忧的研究人员不当行为。尽管学术界对临床试验监管的关注日益增加,但在临床研究人员的伦理世界方面仍存在关键的知识空白。本研究调查了临床研究中的伦理挑战、其促成因素以及改进途径。

方法

研究设计采用混合方法,具体为全国范围内的问卷调查(定量)和半结构化访谈(定性)。从中国临床试验注册中心(ChiCTR)采用分层随机抽样,分发了1800份问卷,并使用SPSS 22对287份有效回复进行描述性分析以确定关键挑战。随后,对37名临床研究人员进行了访谈,并使用NVivo 11对访谈记录进行主题分析,以探索潜在原因并对调查结果进行三角验证,从而确定潜在的改进途径。

结果

与访谈结果进行三角验证的问卷结果描述性分析表明,尽管严重违规行为很少见,但一般不当行为很常见;道德行为往往落后于道德认知和态度;研究人员的道德敏感性迟钝;并且大多数人对道德合规采取被动态度而非积极参与。主题分析确定了这些挑战的两个核心促成因素:个人因素,包括个人特质、迟钝的道德敏感性、有限的伦理知识和低伦理意识;以及环境因素,包括薄弱的伦理监督、不良的伦理氛围、不健康的研究竞争以及研究人员与受试者之间的知识不对称。

结论

由于个人伦理局限性和结构薄弱的监督系统的相互作用,中国临床研究中的伦理挑战持续存在。为了缓解这些挑战,提出了一种双重方法,将内部道德培养和外部监督相结合。在内部,应努力创造一个进行道德对话的空间,促进道德共识,培养道德身份和敏感性,并通过道德实践培养道德责任感。在外部,需要改进批准后的伦理监测、针对性的培训计划、研究氛围以及公众对临床试验和伦理的理解。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/8303/12482743/9298b9cb5a86/12910_2025_1298_Fig1_HTML.jpg

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