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使用多层次模型对具有二元结局数据的整群随机试验进行分析。

Analysis of a cluster randomized trial with binary outcome data using a multi-level model.

作者信息

Omar R Z, Thompson S G

机构信息

Department of Epidemiology and Public Health, Imperial College of Science, Technology and Medicine, Du Cane Road, London W12 ONN, U.K.

出版信息

Stat Med. 2000 Oct 15;19(19):2675-88. doi: 10.1002/1097-0258(20001015)19:19<2675::aid-sim556>3.0.co;2-a.

Abstract

The use of multi-level logistic regression models was explored for the analysis of data from a cluster randomized trial investigating whether a training programme for general practitioners' reception staff could improve women's attendance at breast screening. Twenty-six general practices were randomized with women nested within them, requiring a two-level model which allowed for between-practice variability. Comparisons were made with fixed effect (FE) and random effects (RE) cluster summary statistic methods, ordinary logistic regression and a marginal model based on generalized estimating equations with robust variance estimates. An FE summary statistic method and ordinary logistic regression considerably understated the variance of the intervention effect, thus overstating its statistical significance. The marginal model produced a higher statistical significance for the intervention effect compared to that obtained from the RE summary statistic method and the multi-level model. Because there was only a moderate number of practices and these had unbalanced cluster sizes, reliable asymptotic properties for the robust standard errors used in the marginal model may not have been achieved. While the RE summary statistic method cannot handle multiple covariates easily, marginal and multi-level models can do so. In contrast to multi-level models however, marginal models do not provide direct estimates of variance components, but treat these as nuisance parameters. Estimates of the variance components were of particular interest in this example. Additionally, parametric bootstrap methods within the multi-level model framework provide confidence intervals for these variance components, as well as a confidence interval for the effect of intervention which allows for the imprecision in the estimated variance components. The assumption of normality of the random effects can be checked, and the models extended to investigate multiple sources of variability.

摘要

研究了使用多级逻辑回归模型来分析一项整群随机试验的数据,该试验旨在调查针对全科医生接待人员的培训计划是否能提高女性参加乳房筛查的比例。26家全科诊所被随机分组,女性嵌套在诊所中,这需要一个二级模型来考虑诊所间的变异性。将其与固定效应(FE)和随机效应(RE)整群汇总统计方法、普通逻辑回归以及基于广义估计方程并带有稳健方差估计的边际模型进行了比较。FE汇总统计方法和普通逻辑回归大大低估了干预效果的方差,从而高估了其统计显著性。与从RE汇总统计方法和多级模型获得的结果相比,边际模型得出的干预效果具有更高的统计显著性。由于诊所数量适中且这些诊所的整群规模不均衡,可能无法实现边际模型中使用的稳健标准误的可靠渐近性质。虽然RE汇总统计方法不容易处理多个协变量,但边际模型和多级模型可以做到。然而,与多级模型不同的是,边际模型不提供方差成分的直接估计,而是将这些视为干扰参数。在这个例子中,方差成分的估计特别令人感兴趣。此外,多级模型框架内的参数自助法为这些方差成分提供了置信区间,以及考虑到估计方差成分不精确性的干预效果置信区间。可以检验随机效应正态性的假设,并扩展模型以研究多种变异性来源。

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