Claxton Larry D
National Health and Environmental Effects Research Laboratory, Environmental Carcinogenesis Division, U.S. Environmental Protection Agency, Research Triangle Park, NC 27709, USA.
Mutat Res. 2005 Jan;589(1):31-45. doi: 10.1016/j.mrrev.2004.07.002.
One challenge for most scientists is avoiding and resolving issues that center around authorship and the publishing of scientific manuscripts. While trying to place the research in proper context, impart new knowledge, follow proper guidelines, and publish in the most appropriate journal, the scientist often must deal with multi-collaborator issues like authorship allocation, trust and dependence, and resolution of publication conflicts. Most guidelines regarding publications, commentaries, and editorials have evolved from the ranks of editors in an effort to diminish the issues that faced them as editors. For example, the Ingelfinger rule attempts to prevent duplicate publications of the same study. This paper provides a historical overview of commonly encountered scientific authorship issues, a comparison of opinions on these issues, and the influence of various organizations and guidelines in regards to these issues. For example, a number of organizations provide guidelines for author allocation; however, a comparison shows that these guidelines differ on who should be an author, rules for ordering authors, and the level of responsibility for coauthors. Needs that emerge from this review are (a) a need for more controlled studies on authorship issues, (b) an increased awareness and a buy-in to consensus views by non-editor groups, e.g., managers, authors, reviewers, and scientific societies, and (c) a need for editors to express a greater understanding of authors' dilemmas and to exhibit greater flexibility. Also needed are occasions (e.g., an international congress) when editors and others (managers, authors, etc.) can directly exchange views, develop consensus approaches and solutions, and seek agreement on how to resolve authorship issues. Open dialogue is healthy, and it is essential for scientific integrity to be protected so that younger scientists can confidently follow the lead of their predecessors.
对大多数科学家来说,一个挑战是避免和解决围绕作者身份和科学手稿发表的问题。在试图将研究置于适当的背景下、传授新知识、遵循适当的指导方针并在最合适的期刊上发表时,科学家通常必须处理多合作者问题,如作者身份分配、信任与依赖以及出版冲突的解决。大多数关于出版物、评论和社论的指导方针都是由编辑群体制定的,旨在减少他们作为编辑时所面临的问题。例如,英格尔芬格规则试图防止同一研究的重复发表。本文提供了常见科学作者身份问题的历史概述、对这些问题的观点比较,以及各种组织和指导方针在这些问题上的影响。例如,一些组织提供了作者分配的指导方针;然而,比较表明,这些指导方针在谁应该成为作者、作者排序规则以及共同作者的责任程度方面存在差异。本次综述中出现的需求包括:(a)需要对作者身份问题进行更多的对照研究;(b)非编辑群体,如管理人员、作者、审稿人和科学协会,需要提高认识并认同共识性观点;(c)编辑需要对作者的困境表现出更大的理解并展现出更大的灵活性。还需要一些场合(如国际会议),让编辑和其他人(管理人员、作者等)能够直接交流观点、制定共识性方法和解决方案,并就如何解决作者身份问题达成一致。开放的对话是有益的,保护科学诚信至关重要,这样年轻科学家才能自信地追随前辈的脚步。