Claxton Larry D
Environmental Carcinogenesis Division, National Health and Environmental Effects Research Laboratory, U.S. Environmental Protection Agency, Research Triangle Park, NC 27709, USA.
Mutat Res. 2005 Jan;589(1):17-30. doi: 10.1016/j.mrrev.2004.07.003.
The examination of a single scientific manuscript seldom alerts scientists, reviewers, editors, and scientific administrators to the fabrication and falsification of data and information. This review shows that most documented cases of scientific fraud involve falsification (altering truthful information) and fabrication (inventing information where none previously existed). Plagiarism is much less frequent. The review of published accounts also shows that the publication of scientific papers containing recognizable fraudulent material is very low, probably less than 0.02% and extremely difficult to detect. Because most reported cases of fraud have involved research done at prestigious organizations with distinguished co-authors, and that is published in journals with exacting review processes, it becomes evident that some unscrupulous scientists are adept at fabricating and falsifying data. However, "significant" scientific fraud is detected when scientists repeatedly report results that cannot be independently verified, when colleagues report suspicious behavior, or scientific audits are performed. This review documents and compares many of the better-known cases of scientific fraud. Fraudulent behavior has served as the impetus for the scientific community to develop publication procedures and guidelines that help to guard against not only fraudulent behavior but also against other types of unethical or undesirable behaviors. A companion paper reviews the non-fraudulent issues associated with scientific publication.
对一份科学手稿的审查很少能使科学家、审稿人、编辑和科学管理人员察觉到数据和信息的伪造与篡改。这项综述表明,大多数有记录的科学欺诈案例都涉及篡改(更改真实信息)和伪造(编造此前不存在的信息)。剽窃的情况则少得多。对已发表报道的综述还表明,发表包含可识别欺诈性内容的科学论文的比例非常低,可能不到0.02%,而且极难被发现。由于大多数已报道的欺诈案例都涉及在有声望的机构开展的研究,有杰出的共同作者参与,且发表在有着严格审稿流程的期刊上,因此很明显一些不择手段的科学家擅长伪造和篡改数据。然而,当科学家反复报告无法独立验证的结果、同事报告可疑行为或进行科学审计时,“重大”科学欺诈就会被发现。本综述记录并比较了许多较为知名的科学欺诈案例。欺诈行为促使科学界制定出版程序和指南,这些程序和指南不仅有助于防范欺诈行为,还能防范其他类型的不道德或不良行为。一篇配套论文综述了与科学出版相关的非欺诈性问题。