Singer Eleanor, Bossarte Robert M
Survey Research Center, Institute for Social Research, University of Michigan, Ann Arbor, Michigan 48109, USA.
Am J Prev Med. 2006 Nov;31(5):411-8. doi: 10.1016/j.amepre.2006.07.013.
Monetary incentives are increasingly used to help motivate survey participation. This article summarizes several theories underlying the use of incentives and briefly reviews research demonstrating their intended and unintended effects on response rates, sample composition, response bias, and response quality. It also considers the evidence for the effectiveness of incentives in reducing nonresponse bias. Institutional review boards have begun to ask whether, and under what conditions, the use of monetary incentives to induce participation might be coercive and to question the use of such incentives in surveys of "vulnerable" populations, including surveys of injury and violence. The article reviews the ethical principles underlying the requirement for voluntary informed consent as well as current regulations and a broad theoretical and empirical literature bearing on this question, concluding that incentives are never coercive. The question of whether they exert "undue influence" in a specific situation is more difficult, but it may be the wrong question to ask. The article concludes with several recommendations designed to ensure the ethical use of incentives in surveys on violence and injury.
金钱激励措施越来越多地被用于促进调查参与度。本文总结了使用激励措施背后的几种理论,并简要回顾了相关研究,这些研究展示了激励措施对回复率、样本构成、回复偏差和回复质量的预期和非预期影响。文章还考量了激励措施在减少无回应偏差方面有效性的证据。机构审查委员会已开始询问,使用金钱激励来促使参与是否以及在何种情况下可能具有强制性,并对在包括伤害和暴力调查在内的“弱势群体”调查中使用此类激励措施提出质疑。本文回顾了自愿知情同意要求背后的伦理原则,以及当前的相关规定和关于这一问题的广泛理论及实证文献,得出激励措施绝无强制性的结论。在特定情况下它们是否施加了“不当影响”这一问题更难判断,但这可能是个不该问的错误问题。文章最后提出了几项建议,旨在确保在暴力和伤害调查中道德地使用激励措施。