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治疗效果的异质性:对指南、支付和质量评估的影响。

Heterogeneity of treatment effects: implications for guidelines, payment, and quality assessment.

作者信息

Greenfield Sheldon, Kravitz Richard, Duan Naihua, Kaplan Sherrie H

机构信息

Center for Health Policy Research, Department of Medicine, University of California-Irvine School of Medicine, Irvine, California 92697-5800, USA.

出版信息

Am J Med. 2007 Apr;120(4 Suppl 1):S3-9. doi: 10.1016/j.amjmed.2007.02.002.

Abstract

Randomized controlled trial results are needed for developing guidelines, payment rules, and quality-of-care measures; however, 2 phenomena reduce the usefulness of randomized controlled trial findings. First, these studies now enroll patients with less severe disease, who are less likely to benefit from a drug or treatment. Second, patients are living longer but, as a result, have more chronic diseases. Although randomized controlled trials often exclude these older patients, trial findings continue to be generalized to them. Together, these phenomena impose challenges to the usefulness of the results of randomized controlled trials for clinical and policy applications. The convergence of these phenomena makes the current research paradigm underlying evidence-based medicine, guideline development and quality assessment fundamentally flawed in 2 ways. First, the "evidence" includes patients who may have a minimal benefit from the treatment being tested. This could reduce the power for the trial and yield negative or null results, leading to undertreatment of a group of patients with potential for a greater-than-observed benefit. Second, attempts to generalize the results from positive trials to patients who have been excluded from those trials may result in the overtreatment of those who could not benefit (e.g., because they will die from other causes before the benefit of treatment would occur) and therefore represents a parallel hazard. In this article, we describe sources of heterogeneity of treatment effects (HTE) within trials, which can compromise the interpretation and generalizability of results. We also examine strategies for understanding and managing HTE in practice, to increase the usefulness of trial results.

摘要

制定指南、支付规则和医疗质量衡量标准需要随机对照试验的结果;然而,有两种现象降低了随机对照试验结果的有用性。首先,这些研究现在纳入的是病情较轻的患者,他们从药物或治疗中获益的可能性较小。其次,患者的寿命延长了,但结果是患有更多的慢性病。尽管随机对照试验通常会排除这些老年患者,但试验结果仍继续推广到他们身上。这些现象共同给随机对照试验结果在临床和政策应用方面的有用性带来了挑战。这些现象的趋同使得当前基于循证医学、指南制定和质量评估的研究范式在两个方面存在根本缺陷。首先,“证据”包括那些可能从所测试的治疗中获益甚微的患者。这可能会降低试验的效力并产生阴性或无效结果,导致对一组可能有比观察到的更大获益潜力的患者治疗不足。其次,将阳性试验结果推广到那些被排除在试验之外的患者身上的尝试,可能会导致对那些无法获益的患者(例如,因为他们会在治疗产生益处之前死于其他原因)进行过度治疗,因此这也是一种类似的风险。在本文中,我们描述了试验中治疗效果异质性(HTE)的来源,这可能会损害结果的解释和可推广性。我们还研究了在实践中理解和管理HTE的策略,以提高试验结果的有用性。

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