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因明显获益而提前终止随机试验中的伦理问题。

Ethical issues in stopping randomized trials early because of apparent benefit.

作者信息

Mueller Paul S, Montori Victor M, Bassler Dirk, Koenig Barbara A, Guyatt Gordon H

机构信息

Department of Medicine, Mayo Clinic College of Medicine, Rochester, Minnesota 55905, USA.

出版信息

Ann Intern Med. 2007 Jun 19;146(12):878-81. doi: 10.7326/0003-4819-146-12-200706190-00009.

Abstract

Stopping randomized trials early because of an apparent benefit is becoming more common. To protect and promote the interests of trial participants, investigators may feel obligated to stop a trial early because of the apparent benefit of a study treatment (compared with placebo or other treatment). There are, however, serious ethical problems with doing so. Truncated trials systematically overestimate treatment effects; in cases where the number of accrued outcome events is small, the overestimation may be very large. Generating seriously inflated estimates of treatment effect violates the ethical research requirement of scientific validity. Subsequent use of inflated estimates to inform clinical decision making and practice guidelines violates the ethical requirements of social value and a favorable risk-benefit ratio. Researchers should ensure that a large number of outcome events accrues before stopping a trial and then continue recruitment to assess whether positive trends continue. This can balance the need to protect research participants with the ethical requirements of scientific validity, social value, and a favorable risk-benefit ratio.

摘要

由于明显的益处而提前终止随机试验正变得越来越普遍。为了保护和促进试验参与者的利益,研究人员可能会觉得有义务因研究治疗方法(与安慰剂或其他治疗方法相比)的明显益处而提前终止试验。然而,这样做存在严重的伦理问题。截断试验会系统性地高估治疗效果;在累积的结局事件数量较少的情况下,高估可能会非常大。产生严重夸大的治疗效果估计值违反了科学有效性这一伦理研究要求。随后使用夸大的估计值来为临床决策和实践指南提供依据,违反了社会价值和有利的风险效益比的伦理要求。研究人员应确保在终止试验前累积大量的结局事件,然后继续招募受试者以评估积极趋势是否持续。这可以在保护研究参与者的需求与科学有效性、社会价值和有利的风险效益比的伦理要求之间取得平衡。

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