Van Dongen Hans P A, Mott Christopher G, Huang Jen-Kuang, Mollicone Daniel J, McKenzie Frederic D, Dinges David F
Sleep and Performance Research Center, Washington State University, Spokane, WA 99210-1495, USA.
Sleep. 2007 Sep;30(9):1129-43. doi: 10.1093/sleep/30.9.1129.
Current biomathematical models of fatigue and performance do not accurately predict cognitive performance for individuals with a priori unknown degrees of trait vulnerability to sleep loss, do not predict performance reliably when initial conditions are uncertain, and do not yield statistically valid estimates of prediction accuracy. These limitations diminish their usefulness for predicting the performance of individuals in operational environments. To overcome these 3 limitations, a novel modeling approach was developed, based on the expansion of a statistical technique called Bayesian forecasting. The expanded Bayesian forecasting procedure was implemented in the two-process model of sleep regulation, which has been used to predict performance on the basis of the combination of a sleep homeostatic process and a circadian process. Employing the two-process model with the Bayesian forecasting procedure to predict performance for individual subjects in the face of unknown traits and uncertain states entailed subject-specific optimization of 3 trait parameters (homeostatic build-up rate, circadian amplitude, and basal performance level) and 2 initial state parameters (initial homeostatic state and circadian phase angle). Prior information about the distribution of the trait parameters in the population at large was extracted from psychomotor vigilance test (PVT) performance measurements in 10 subjects who had participated in a laboratory experiment with 88 h of total sleep deprivation. The PVT performance data of 3 additional subjects in this experiment were set aside beforehand for use in prospective computer simulations. The simulations involved updating the subject-specific model parameters every time the next performance measurement became available, and then predicting performance 24 h ahead. Comparison of the predictions to the subjects' actual data revealed that as more data became available for the individuals at hand, the performance predictions became increasingly more accurate and had progressively smaller 95% confidence intervals, as the model parameters converged efficiently to those that best characterized each individual. Even when more challenging simulations were run (mimicking a change in the initial homeostatic state; simulating the data to be sparse), the predictions were still considerably more accurate than would have been achieved by the two-process model alone. Although the work described here is still limited to periods of consolidated wakefulness with stable circadian rhythms, the results obtained thus far indicate that the Bayesian forecasting procedure can successfully overcome some of the major outstanding challenges for biomathematical prediction of cognitive performance in operational settings.
当前关于疲劳和表现的生物数学模型无法准确预测那些事先未知睡眠丧失特质易感性程度的个体的认知表现,当初始条件不确定时无法可靠地预测表现,并且无法得出具有统计学有效性的预测准确性估计值。这些局限性削弱了它们在预测个体在实际操作环境中的表现时的实用性。为了克服这三个局限性,基于一种名为贝叶斯预测的统计技术的扩展,开发了一种新颖的建模方法。扩展后的贝叶斯预测程序被应用于睡眠调节的双过程模型中,该模型已被用于基于睡眠稳态过程和昼夜节律过程的组合来预测表现。面对未知特质和不确定状态,采用带有贝叶斯预测程序的双过程模型来预测个体受试者的表现,需要对三个特质参数(稳态积累率、昼夜节律振幅和基础表现水平)和两个初始状态参数(初始稳态状态和昼夜节律相位角)进行特定于个体的优化。关于总体人群中特质参数分布的先验信息是从10名参与了长达88小时总睡眠剥夺的实验室实验的受试者的心理运动警觉性测试(PVT)表现测量中提取的。该实验中另外3名受试者的PVT表现数据事先被预留出来用于前瞻性计算机模拟。模拟过程包括每当有下一次表现测量结果时更新特定于个体的模型参数,然后提前24小时预测表现。将预测结果与受试者的实际数据进行比较发现,随着手头个体可获得的数据越来越多,表现预测变得越来越准确,并且95%置信区间逐渐变小,因为模型参数有效地收敛到最能表征每个个体的参数。即使运行更具挑战性的模拟(模拟初始稳态状态的变化;模拟数据稀疏的情况),预测结果仍然比仅使用双过程模型所获得的结果准确得多。尽管这里描述的工作仍局限于具有稳定昼夜节律的持续清醒期,但迄今为止获得的结果表明,贝叶斯预测程序能够成功克服实际操作环境中生物数学预测认知表现的一些主要突出挑战。