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根本原因分析在医疗保健中的应用

[Application of root cause analysis in healthcare].

作者信息

Hsu Tsung-Fu

机构信息

Nantou New Tay-Yi Women and Children's Hospital.

出版信息

Hu Li Za Zhi. 2007 Dec;54(6):77-83.

PMID:18098113
Abstract

The main purpose of this study was to explore various aspects of root cause analysis (RCA), including its definition, rationale concept, main objective, implementation procedures, most common analysis methodology (fault tree analysis, FTA), and advantages and methodologic limitations in regard to healthcare. Several adverse events that occurred at a certain hospital were also analyzed by the author using FTA as part of this study. RCA is a process employed to identify basic and contributing causal factors underlying performance variations associated with adverse events. The rationale concept of RCA offers a systemic approach to improving patient safety that does not assign blame or liability to individuals. The four-step process involved in conducting an RCA includes: RCA preparation, proximate cause identification, root cause identification, and recommendation generation and implementation. FTA is a logical, structured process that can help identify potential causes of system failure before actual failures occur. Some advantages and significant methodologic limitations of RCA were discussed. Finally, we emphasized that errors stem principally from faults attributable to system design, practice guidelines, work conditions, and other human factors, which induce health professionals to make negligence or mistakes with regard to healthcare. We must explore the root causes of medical errors to eliminate potential RCA system failure factors. Also, a systemic approach is needed to resolve medical errors and move beyond a current culture centered on assigning fault to individuals. In constructing a real environment of patient-centered safety healthcare, we can help encourage clients to accept state-of-the-art healthcare services.

摘要

本研究的主要目的是探讨根本原因分析(RCA)的各个方面,包括其定义、基本概念、主要目标、实施程序、最常见的分析方法(故障树分析,FTA)以及在医疗保健方面的优势和方法局限性。作者还使用FTA分析了某医院发生的几起不良事件,作为本研究的一部分。RCA是一个用于识别与不良事件相关的性能变化背后的基本因果因素和促成因果因素的过程。RCA的基本概念提供了一种系统方法来提高患者安全,该方法不将责任归咎于个人。进行RCA所涉及的四个步骤包括:RCA准备、近端原因识别、根本原因识别以及建议生成与实施。FTA是一个逻辑的、结构化的过程,可帮助在实际故障发生之前识别系统故障的潜在原因。文中讨论了RCA的一些优势和重大方法局限性。最后,我们强调错误主要源于系统设计、实践指南、工作条件和其他人为因素导致的故障,这些因素会促使卫生专业人员在医疗保健方面出现疏忽或失误。我们必须探究医疗差错的根本原因,以消除RCA系统潜在的故障因素。此外,需要一种系统方法来解决医疗差错,并超越当前以归咎个人为中心的文化。在构建以患者为中心的安全医疗保健的真实环境中,我们可以帮助鼓励患者接受先进的医疗服务。

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