Andam Kwaw S, Ferraro Paul J, Pfaff Alexander, Sanchez-Azofeifa G Arturo, Robalino Juan A
International Food Policy Research Institute, 2033 K Street, NW, Washington, DC 20006-1002, USA.
Proc Natl Acad Sci U S A. 2008 Oct 21;105(42):16089-94. doi: 10.1073/pnas.0800437105. Epub 2008 Oct 14.
Global efforts to reduce tropical deforestation rely heavily on the establishment of protected areas. Measuring the effectiveness of these areas is difficult because the amount of deforestation that would have occurred in the absence of legal protection cannot be directly observed. Conventional methods of evaluating the effectiveness of protected areas can be biased because protection is not randomly assigned and because protection can induce deforestation spillovers (displacement) to neighboring forests. We demonstrate that estimates of effectiveness can be substantially improved by controlling for biases along dimensions that are observable, measuring spatial spillovers, and testing the sensitivity of estimates to potential hidden biases. We apply matching methods to evaluate the impact on deforestation of Costa Rica's renowned protected-area system between 1960 and 1997. We find that protection reduced deforestation: approximately 10% of the protected forests would have been deforested had they not been protected. Conventional approaches to evaluating conservation impact, which fail to control for observable covariates correlated with both protection and deforestation, substantially overestimate avoided deforestation (by over 65%, based on our estimates). We also find that deforestation spillovers from protected to unprotected forests are negligible. Our conclusions are robust to potential hidden bias, as well as to changes in modeling assumptions. Our results show that, with appropriate empirical methods, conservation scientists and policy makers can better understand the relationships between human and natural systems and can use this to guide their attempts to protect critical ecosystem services.
全球减少热带森林砍伐的努力在很大程度上依赖于保护区的建立。衡量这些区域的有效性很困难,因为在没有法律保护的情况下可能发生的森林砍伐量无法直接观测到。评估保护区有效性的传统方法可能存在偏差,原因在于保护措施并非随机分配,且保护措施可能会导致森林砍伐溢出效应(转移)到邻近森林。我们证明,通过控制可观测维度上的偏差、测量空间溢出效应以及测试估计值对潜在隐藏偏差的敏感性,可以显著提高有效性估计。我们应用匹配方法来评估1960年至1997年期间哥斯达黎加著名的保护区系统对森林砍伐的影响。我们发现保护措施减少了森林砍伐:如果没有受到保护,大约10%的受保护森林将会被砍伐。传统的评估保护影响的方法未能控制与保护和森林砍伐都相关的可观测协变量,从而大幅高估了避免的森林砍伐量(根据我们的估计,高估超过65%)。我们还发现从受保护森林到未受保护森林的森林砍伐溢出效应可以忽略不计。我们的结论对于潜在的隐藏偏差以及建模假设的变化具有稳健性。我们的结果表明,通过适当的实证方法,保护科学家和政策制定者能够更好地理解人类与自然系统之间的关系,并利用这一点来指导他们保护关键生态系统服务的努力。