Ambadar Zara, Cohn Jeffrey F, Reed Lawrence Ian
Department of Psychology, University of Pittsburgh, Pittsburgh, Pennsylvania.
J Nonverbal Behav. 2009 Mar 1;33(1):17-34. doi: 10.1007/s10919-008-0059-5.
We investigated the correspondence between perceived meanings of smiles and their morphological and dynamic characteristics. Morphological characteristics included co-activation of Orbicularis oculi (AU 6), smile controls, mouth opening, amplitude, and asymmetry of amplitude. Dynamic characteristics included duration, onset and offset velocity, asymmetry of velocity, and head movements. Smile characteristics were measured using the Facial Action Coding System (Ekman, Friesen, & Hager, 2002) and Automated Facial Image Analysis (Cohn & Kanade, 2007). Observers judged 122 smiles as amused, embarrassed, nervous, polite, or other. Fifty-three smiles met criteria for classification as perceived amused, embarrassed/nervous, or polite. In comparison with perceived polite, perceived amused more often included AU 6, open mouth, smile controls, larger amplitude, larger maximum onset and offset velocity, and longer duration. In comparison with perceived embarrassed/nervous, perceived amused more often included AU 6, lower maximum offset velocity, and smaller forward head pitch. In comparison with perceived polite, perceived embarrassed more often included mouth opening and smile controls, larger amplitude, and greater forward head pitch. Occurrence of the AU 6 in perceived embarrassed/nervous and polite smiles questions the assumption that AU 6 with a smile is sufficient to communicate felt enjoyment. By comparing three perceptually distinct types of smiles, we found that perceived smile meanings were related to specific variation in smile morphological and dynamic characteristics.
我们研究了微笑的感知意义与其形态和动态特征之间的对应关系。形态特征包括眼轮匝肌共同激活(动作单元6)、微笑控制、嘴巴张开、幅度以及幅度不对称性。动态特征包括持续时间、起始和结束速度、速度不对称性以及头部运动。微笑特征通过面部动作编码系统(埃克曼、弗里森和哈格,2002年)和自动面部图像分析(科恩和卡纳德,2007年)进行测量。观察者将122个微笑判断为有趣、尴尬、紧张、礼貌或其他类型。53个微笑符合被感知为有趣、尴尬/紧张或礼貌的分类标准。与被感知为礼貌的微笑相比,被感知为有趣的微笑更常包括动作单元6、嘴巴张开、微笑控制、更大的幅度、更大的最大起始和结束速度以及更长的持续时间。与被感知为尴尬/紧张的微笑相比,被感知为有趣的微笑更常包括动作单元6、更低的最大结束速度以及更小的头部前倾角度。与被感知为礼貌的微笑相比,被感知为尴尬的微笑更常包括嘴巴张开和微笑控制、更大的幅度以及更大的头部前倾角度。在被感知为尴尬/紧张和礼貌的微笑中动作单元6的出现对“微笑时动作单元6足以传达感受到的愉悦”这一假设提出了质疑。通过比较三种在感知上不同类型的微笑,我们发现被感知的微笑意义与微笑形态和动态特征的特定变化有关。