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“玩转体制”——英美烟草对欧盟条约的影响及其对政策的启示:对内部烟草业文件的分析。

"Working the system"--British American tobacco's influence on the European union treaty and its implications for policy: an analysis of internal tobacco industry documents.

机构信息

School for Health, University of Bath, Bath, United Kingdom.

出版信息

PLoS Med. 2010 Jan 12;7(1):e1000202. doi: 10.1371/journal.pmed.1000202.

Abstract

BACKGROUND

Impact assessment (IA) of all major European Union (EU) policies is now mandatory. The form of IA used has been criticised for favouring corporate interests by overemphasising economic impacts and failing to adequately assess health impacts. Our study sought to assess how, why, and in what ways corporations, and particularly the tobacco industry, influenced the EU's approach to IA.

METHODS AND FINDINGS

In order to identify whether industry played a role in promoting this system of IA within the EU, we analysed internal documents from British American Tobacco (BAT) that were disclosed following a series of litigation cases in the United States. We combined this analysis with one of related literature and interviews with key informants. Our analysis demonstrates that from 1995 onwards BAT actively worked with other corporate actors to successfully promote a business-oriented form of IA that favoured large corporations. It appears that BAT favoured this form of IA because it could advance the company's European interests by establishing ground rules for policymaking that would: (i) provide an economic framework for evaluating all policy decisions, implicitly prioritising costs to businesses; (ii) secure early corporate involvement in policy discussions; (iii) bestow the corporate sector with a long-term advantage over other actors by increasing policymakers' dependence on information they supplied; and (iv) provide businesses with a persuasive means of challenging potential and existing legislation. The data reveal that an ensuing lobbying campaign, largely driven by BAT, helped secure binding changes to the EU Treaty via the Treaty of Amsterdam that required EU policymakers to minimise legislative burdens on businesses. Efforts subsequently focused on ensuring that these Treaty changes were translated into the application of a business orientated form of IA (cost-benefit analysis [CBA]) within EU policymaking procedures. Both the tobacco and chemical industries have since employed IA in apparent attempts to undermine key aspects of European policies designed to protect public health.

CONCLUSIONS

Our findings suggest that BAT and its corporate allies have fundamentally altered the way in which all EU policy is made by making a business-oriented form of IA mandatory. This increases the likelihood that the EU will produce policies that advance the interests of major corporations, including those that produce products damaging to health, rather than in the interests of its citizens. Given that the public health community, focusing on health IA, has largely welcomed the increasing policy interest in IA, this suggests that urgent consideration is required of the ways in which IA can be employed to undermine, as well as support, effective public health policies.

摘要

背景

目前,评估所有主要的欧盟政策的影响已成为强制性要求。人们批评这种影响评估形式过于强调经济影响,而未能充分评估健康影响,从而偏向了企业利益。我们的研究旨在评估企业,尤其是烟草业,如何、为何以及以何种方式影响欧盟对影响评估的方法。

方法和发现

为了确定行业是否在欧盟内部推动了这种影响评估体系,我们分析了英美烟草公司(BAT)在一系列美国诉讼案件后披露的内部文件。我们将这一分析与相关文献和对关键知情者的访谈结合起来。我们的分析表明,从 1995 年开始,英美烟草公司与其他企业行为者积极合作,成功地推动了一种有利于大公司的面向企业的影响评估形式。英美烟草公司似乎赞成这种形式的影响评估,因为它可以通过为决策制定建立经济框架,为公司的欧洲利益提供依据,该框架将:(i)为评估所有政策决策提供一个经济框架,隐含地优先考虑企业的成本;(ii)确保企业尽早参与政策讨论;(iii)通过增加决策者对他们提供的信息的依赖,使企业部门相对于其他行为者获得长期优势;(iv)为企业提供一种有说服力的手段,以挑战潜在的和现有的立法。数据显示,一场主要由英美烟草公司推动的游说活动帮助确保了《阿姆斯特丹条约》对欧盟条约的具有约束力的修改,要求欧盟政策制定者将对企业的立法负担降到最低。随后的努力集中于确保这些条约修改转化为在欧盟决策制定程序中应用面向企业的影响评估形式(成本效益分析[CBA])。此后,烟草和化工行业都在利用影响评估,试图破坏旨在保护公共健康的欧洲政策的关键方面。

结论

我们的研究结果表明,英美烟草公司及其企业盟友通过使面向企业的影响评估形式成为强制性要求,从根本上改变了欧盟制定所有政策的方式。这增加了欧盟制定有利于大公司(包括生产有害健康产品的公司)而不是其公民利益的政策的可能性。鉴于公共卫生界专注于健康影响评估,已经在很大程度上欢迎对影响评估政策日益关注,这表明需要紧急考虑如何利用影响评估来破坏和支持有效的公共卫生政策。

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