Lomas J
Department of Clinical Epidemiology and Biostatistics, McMaster University, Hamilton, Ontario, Canada.
Annu Rev Public Health. 1991;12:41-65. doi: 10.1146/annurev.pu.12.050191.000353.
When existing evaluations find little or no evidence of consensus recommendations leading to action, one can justifiably ask why so much of this review was dedicated to analyzing alternative ways of producing such "words without action." There are, however, at least two reasons why consensus recommendations should be produced with care and attention to validity. First, recommendations do sometimes have an impact on behavior as a consequence of mere dissemination activity--the Dutch program, for instance, was more successful than most. This success may occur when the target audience is already particularly receptive to change and the message is timely and delivered by a credible source in a clinically relevant way. Thus, although "such a conjunction of favorable conditions is probably the exception rather than the rule for consensus topics" (46, 240) it does happen. Second, the output from consensus processes is increasingly a potential input to other processes. Consensus recommendations can be used as the criteria for evaluation and appraisal aimed at changing practice behavior, making administrative decisions on resource allocation, or defining research protocols. For instance, quality assurance activities, such as peer assessment, practitioner certification, or utilization review, are actively seeking criteria with which to make judgments and elicit changes in practice to improve the quality of care. Funding agencies are looking for information to help make reimbursement, capital expenditure, or fee-for-service decisions on cessation of insurance for particular procedures or approaches. These uses of the consensus criteria are potentially major and controversial. Therefore, even if dissemination rarely leads to action, consensus processes should still be done carefully and with valid techniques. The use of their recommendations embedded within other activities may well lead to (forced) changes in behavior. On ethical grounds alone, we should be as sure as possible that the behavior changes being implied and encouraged are indeed advisable. For these reasons, the review describes the decision points in the production process for consensus recommendations as a start on the development of a set of recognized standards. The review offers a critical appraisal of the various methodological choices available at each decision point. The seven decision points are selecting a topic, picking the consensus group, providing background preparation, identifying information inputs, choosing a group judgment process, defining the criteria for recommendations, and choosing a report preparation procedure and format. At least two important points emerged from this review. First, the research is often not well enough developed to give clear indications for many of the choices on what is the "best" alternative.(ABSTRACT TRUNCATED AT 400 WORDS)
当现有评估几乎找不到或根本找不到能导致行动的共识性建议的证据时,人们有理由问,为何这项综述有如此多内容致力于分析产生此类“无行动之言语”的不同方式。然而,至少有两个理由说明应谨慎且注重有效性地制定共识性建议。其一,建议有时仅通过传播活动就会对行为产生影响——例如,荷兰的项目就比大多数项目更成功。当目标受众已特别易于接受变革,且信息及时并由可靠来源以临床相关方式传达时,这种成功就可能出现。因此,尽管“这种有利条件的结合对于共识性主题而言可能是例外而非常规”(46, 240),但确实会发生。其二,共识过程的产出越来越成为其他过程的潜在输入。共识性建议可用作评估和评价的标准,旨在改变实践行为、就资源分配做出行政决策或界定研究方案。例如,质量保证活动,如同行评估、从业者认证或利用审查,都在积极寻找用以做出判断并促使实践发生改变以提高医疗质量的标准。资助机构在寻找信息,以帮助就特定程序或方法的保险终止做出报销、资本支出或按服务收费的决策。这些对共识标准的使用可能具有重大且有争议的影响。因此,即便传播很少导致行动,共识过程仍应谨慎且采用有效的方法来进行。将其建议用于其他活动很可能导致(强制性的)行为改变。仅基于伦理理由,我们就应尽可能确定所暗示和鼓励的行为改变确实是可取的。出于这些原因,本综述将共识性建议制定过程中的决策点描述为制定一套公认标准的开端。该综述对每个决策点可用的各种方法选择进行了批判性评估。这七个决策点分别是选择主题、挑选共识小组、提供背景准备、确定信息输入、选择群体判断过程、界定建议标准以及选择报告编写程序和格式。该综述至少得出了两个要点。其一,对于许多关于何为“最佳”选择的决定而言,相关研究往往不够完善,无法给出明确指示。