Academic Collaborative Centre of Public Health Brabant, Tilburg University, Tilburg, the Netherlands.
Health Res Policy Syst. 2010 Sep 16;8:26. doi: 10.1186/1478-4505-8-26.
In the Netherlands municipalities are legally required to draw up a Local Health Policy Memorandum every four years. This policy memorandum should be based on (local) epidemiological research as performed by the Regional Health Services. However, it is largely unknown if and in what way epidemiological research is used during local policy development. As part of a larger study on knowledge utilization at the local level in The Netherlands, an analytical framework on the use of epidemiological research in local health policy development in the Netherlands is presented here.
Based on a literature search and a short inventory on experiences from Regional Health Services, we made a description of existing research utilization models and concepts about research utilization. Subsequently we mapped different barriers in research transmission.
The interaction model is regarded as the main explanatory model. It acknowledges the interactive and incremental nature of policy development, which takes place in a context and includes diversity within the groups of researchers and policymakers. This fits well in the dynamic and complex setting of local Dutch health policy.For the conceptual framework we propose a network approach, in which we "extend" the interaction model. We not only focus on the one-to-one relation between an individual researcher and policymaker but include interactions between several actors participating in the research and policy process.In this model interaction between actors in the research and the policy network is expected to improve research utilization. Interaction can obstruct or promote four clusters of barriers between research and policy: expectations, transfer issues, acceptance, and interpretation. These elements of interactions and barriers provide an actual explanation of research utilization. Research utilization itself can be measured on the individual level of actors and on a policy process level.
The developed framework has added value on existing models on research utilization because it emphasizes on the 'logic' of the context of the research and policy networks. The framework will contribute to a better understanding of the impact of epidemiological research in local health policy development, however further operationalisation of the concepts mentioned in the framework remains necessary.
在荷兰,市政府有法律义务每四年制定一份地方卫生政策备忘录。这份政策备忘录应该基于区域卫生服务机构进行的(地方)流行病学研究。然而,目前还不清楚流行病学研究是否以及在何种程度上被用于地方政策制定。作为荷兰地方知识利用研究的一部分,本文提出了一个分析框架,用于描述荷兰地方卫生政策制定中流行病学研究的利用情况。
基于文献检索和对区域卫生服务机构经验的简短调查,我们对现有的研究利用模型和研究利用概念进行了描述。随后,我们对研究传播中的不同障碍进行了映射。
互动模型被认为是主要的解释模型。它承认政策制定是一个互动和渐进的过程,发生在一个背景下,包括研究人员和政策制定者群体内部的多样性。这与荷兰地方卫生政策的动态和复杂环境非常吻合。对于概念框架,我们提出了一种网络方法,在这种方法中,我们“扩展”了互动模型。我们不仅关注单个研究人员和政策制定者之间的一对一关系,还包括参与研究和政策过程的几个参与者之间的互动。在这个模型中,研究和政策网络中参与者之间的互动预计会提高研究的利用。互动可以阻碍或促进研究与政策之间的四个障碍集群:期望、转移问题、接受和解释。这些互动和障碍的元素提供了对研究利用的实际解释。研究利用本身可以在参与者的个体层面和政策过程层面进行衡量。
该框架在现有的研究利用模型上增加了价值,因为它强调了研究和政策网络背景的“逻辑”。该框架将有助于更好地理解流行病学研究在地方卫生政策制定中的影响,但仍需要进一步对框架中提到的概念进行操作化。