Institut National de Recherche Agronomique, UR1213 Herbivores, Saint-Genès-Champanelle, France.
Psychoneuroendocrinology. 2011 Jul;36(6):806-15. doi: 10.1016/j.psyneuen.2010.11.002. Epub 2011 Jan 13.
Appraisal theories developed in cognitive psychology are used here to attempt to better understand emotional experiences in animals. We investigated whether lambs are able to form expectations and whether their emotional responses are affected by situations discrepant from the expectations they may have formed. Forty-five female lambs were trained to obtain a small or a large amount of food reward by performing an operant task (introducing their muzzle into a hole). Then, half the lambs were shifted to the large or the small reward (i.e. positive or negative shift respectively), while the remaining half continued to get the same amount of reward. Thereafter, the lambs previously submitted to a reward change were shifted back to their initial amount of reward (i.e. successive shifts) while the lambs previously maintained on the same amount of reward were subjected to extinction (no reward, thus a negative shift). Behavior, cortisol levels and cardiac activity were analyzed, and the treatments were compared with ANOVAs for mixed models. When the amount of reward delivered was decreased, the lambs showed more locomotor activity and performed the operant task at a higher frequency but less efficiently, and there was a decrease in the parasympathetic influence on their cardiac activity. These responses were exacerbated when the negative shift followed a positive one. Similar responses were observed under extinction, and these responses were more pronounced when animals were trained with a large amount of reward before extinction. In response to a positive shift, we noticed a decrease in the frequency of the attempted operant task; this occurred only when the positive shift followed a negative one. Variations in plasma cortisol were not consistent with changes in the amount of reward. This study shows that lambs evaluate a reward according to their previous experience with that reward. They are able to form expectations, and a discrepancy from these expectations influences emotional responses, especially in the case of a negative shift. Given the appraisal criteria used by lambs and the matching emotions, we can assume that the emotional response to a negative shift expressed by lambs could reflect the despair caused by frustration.
本研究旨在运用认知心理学中的评价理论来更好地理解动物的情绪体验。我们研究了羔羊是否能够形成期望,以及它们的情绪反应是否会受到与它们可能形成的期望不一致的情况的影响。45 只雌性羔羊通过操作任务(将它们的口鼻部伸进一个洞里)来获得少量或大量的食物奖励。然后,一半的羔羊被转移到获得大量或少量的奖励(即正或负的转移),而另一半继续获得相同数量的奖励。此后,之前经历过奖励变化的羔羊被转移回最初的奖励数量(即连续转移),而之前保持相同奖励数量的羔羊则被置于消退状态(没有奖励,即负转移)。分析了行为、皮质醇水平和心脏活动,并使用混合模型的方差分析对处理方法进行了比较。当给予的奖励数量减少时,羔羊表现出更多的运动活动,并且更频繁地但效率更低地执行操作任务,其心脏活动的副交感神经影响也减少。当负转移紧随正转移时,这些反应会加剧。在消退期间观察到类似的反应,并且当动物在消退之前用大量奖励进行训练时,这些反应更为明显。在正转移时,我们注意到尝试操作任务的频率降低;这种情况仅在正转移紧随负转移时发生。血浆皮质醇的变化与奖励数量的变化不一致。本研究表明,羔羊根据其以前对该奖励的经验来评估奖励。它们能够形成期望,并且期望的差异会影响情绪反应,尤其是在负转移的情况下。鉴于羔羊使用的评价标准和匹配的情绪,我们可以假设羔羊对负转移的情绪反应可以反映出挫折引起的绝望。