Escola de Artes, Ciências e Humanidades, Universidade de São Paulo, São Paulo Brazil.
Genet Mol Biol. 2009 Jul;32(3):619-25. doi: 10.1590/S1415-47572009000300028. Epub 2009 Sep 1.
Much forensic inference based upon DNA evidence is made assuming Hardy-Weinberg Equilibrium (HWE) for the genetic loci being used. Several statistical tests to detect and measure deviation from HWE have been devised, and their limitations become more obvious when testing for deviation within multiallelic DNA loci. The most popular methods-Chi-square and Likelihood-ratio tests-are based on asymptotic results and cannot guarantee a good performance in the presence of low frequency genotypes. Since the parameter space dimension increases at a quadratic rate on the number of alleles, some authors suggest applying sequential methods, where the multiallelic case is reformulated as a sequence of "biallelic" tests. However, in this approach it is not obvious how to assess the general evidence of the original hypothesis; nor is it clear how to establish the significance level for its acceptance/rejection. In this work, we introduce a straightforward method for the multiallelic HWE test, which overcomes the aforementioned issues of sequential methods. The core theory for the proposed method is given by the Full Bayesian Significance Test (FBST), an intuitive Bayesian approach which does not assign positive probabilities to zero measure sets when testing sharp hypotheses. We compare FBST performance to Chi-square, Likelihood-ratio and Markov chain tests, in three numerical experiments. The results suggest that FBST is a robust and high performance method for the HWE test, even in the presence of several alleles and small sample sizes.
许多基于 DNA 证据的法医学推断都是假设所使用的遗传基因座处于 Hardy-Weinberg 平衡(HWE)状态。已经设计了几种用于检测和衡量偏离 HWE 的统计检验方法,但是当在多等位基因 DNA 基因座中进行偏离检测时,它们的局限性变得更加明显。最流行的方法——卡方和似然比检验——基于渐近结果,并且不能保证在低频基因型存在的情况下具有良好的性能。由于参数空间维度随着等位基因数量的二次速率增加,因此一些作者建议应用顺序方法,其中多等位基因情况被重新表述为一系列“双等位基因”检验。然而,在这种方法中,如何评估原始假设的总体证据尚不清楚;也不清楚如何为其接受/拒绝设定显著水平。在这项工作中,我们引入了一种用于多等位基因 HWE 检验的简单方法,该方法克服了顺序方法的上述问题。所提出方法的核心理论是全贝叶斯显著性检验(FBST),这是一种直观的贝叶斯方法,在检验尖锐假设时不会将正概率分配给零测度集。我们在三个数值实验中比较了 FBST 性能与卡方、似然比和马尔可夫链检验。结果表明,即使在存在多个等位基因和小样本量的情况下,FBST 也是 HWE 检验的一种稳健且高性能的方法。