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基于观察性队列研究中随访丢失对流行病学分析影响的因果框架:以非洲接受抗逆转录病毒治疗的 HIV 感染者为例。

A causal framework for understanding the effect of losses to follow-up on epidemiologic analyses in clinic-based cohorts: the case of HIV-infected patients on antiretroviral therapy in Africa.

机构信息

Division of HIV/AIDS and Infectious Diseases, San Francisco General Hospital, Department of Medicine, School of Medicine, University of California, San Francisco, 995 Potrero Avenue, Building 80, Box 0874, San Francisco, CA 94110, USA.

出版信息

Am J Epidemiol. 2012 May 15;175(10):1080-7. doi: 10.1093/aje/kwr444. Epub 2012 Feb 3.

Abstract

Although clinic-based cohorts are most representative of the "real world," they are susceptible to loss to follow-up. Strategies for managing the impact of loss to follow-up are therefore needed to maximize the value of studies conducted in these cohorts. The authors evaluated adult patients starting antiretroviral therapy at an HIV/AIDS clinic in Uganda, where 29% of patients were lost to follow-up after 2 years (January 1, 2004-September 30, 2007). Unweighted, inverse probability of censoring weighted (IPCW), and sampling-based approaches (using supplemental data from a sample of lost patients subsequently tracked in the community) were used to identify the predictive value of sex on mortality. Directed acyclic graphs (DAGs) were used to explore the structural basis for bias in each approach. Among 3,628 patients, unweighted and IPCW analyses found men to have higher mortality than women, whereas the sampling-based approach did not. DAGs encoding knowledge about the data-generating process, including the fact that death is a cause of being classified as lost to follow-up in this setting, revealed "collider" bias in the unweighted and IPCW approaches. In a clinic-based cohort in Africa, unweighted and IPCW approaches-which rely on the "missing at random" assumption-yielded biased estimates. A sampling-based approach can in general strengthen epidemiologic analyses conducted in many clinic-based cohorts, including those examining other diseases.

摘要

尽管基于临床的队列最能代表“真实世界”,但它们容易出现失访情况。因此,需要制定管理失访影响的策略,以最大限度地发挥这些队列中进行的研究的价值。作者评估了在乌干达的一个艾滋病毒/艾滋病诊所开始接受抗逆转录病毒治疗的成年患者,其中 29%的患者在 2 年后(2004 年 1 月 1 日至 2007 年 9 月 30 日)失访。使用未加权、逆概率 censoring 加权(IPCW)和基于抽样的方法(使用随后在社区中追踪的失访患者的补充数据)来确定性别对死亡率的预测价值。有向无环图(DAG)用于探索每种方法中偏差的结构基础。在 3628 名患者中,未加权和 IPCW 分析发现男性的死亡率高于女性,而基于抽样的方法则没有。编码有关数据生成过程的知识的 DAG,包括在这种情况下死亡是被归类为失访的原因,揭示了未加权和 IPCW 方法中的“碰撞”偏差。在非洲的一个基于临床的队列中,依赖于“随机缺失”假设的未加权和 IPCW 方法产生了有偏差的估计。一般来说,基于抽样的方法可以加强许多基于临床的队列中进行的流行病学分析,包括那些检查其他疾病的分析。

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