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[耳鼻喉科扁桃体手术及其他标准手术的失误与失败]

[Faults and failure of tonsil surgery and other standard procedures in otorhinolaryngology].

作者信息

Windfuhr J P

机构信息

Klinik für HNO-Krankheiten, Plastische Kopf- und Hals-Chirurgie, Allergologie Kliniken Maria Hilf, Mönchengladbach.

出版信息

Laryngorhinootologie. 2013 Apr;92 Suppl 1:S33-72. doi: 10.1055/s-0032-1333253. Epub 2013 Apr 26.

Abstract

Septoplasty, tonsillectomy (with and without adenoidectomy) and cervical lymph node excision are amongst the most common 50 inpatient operations in Germany. Intracapsular tonsillectomies (i.e., tonsillotomies) are increasingly performed. The aim of this study was to evaluate alleged medical malpractice, technical traps and pitfalls associated with tonsillectomy (TE), adenoidectomy (AE), tonsillotomy (TT), septoplasty (SP) and cervical lymph node excision (LN).A questionnaire was sent to the Regional Medical Conciliation Boards, Medical Services of the Health Insurance Companies (MDK) and Regional Institutes of Forensic Medicine in Germany to collect anonymized cases of complications or medico legal implications following TE, TT, AE, LN and SP. The results were discussed in the light of the contemporary medical literature and published verdicts in Germany.The response rate of our survey was 55.9%. The Institutes of Forensic Medicine contributed 9 cases, 49 cases were submitted by the Regional Conciliation Boards and none by MDK. All forensic cases were associated with exsanguinations following tonsillectomy including 2 children (5 and 8 years of age) and 7 adults (aged 20-69 years). The fatal post-tonsillectomy hemorrhage (PTH) had occurred 8.7 days on average; 4 patients experienced the bleeding episode at home (day 5, 8, 9 and 17, respectively). Repeated episodes of bleeding requiring surgical intervention had occurred in 6 patients. 3 Conciliation Boards submitted expert opinions concerning cases TT (1), AE (4), LN (3), SP (16) and TE (25). Cases with lethal outcome were not registered. Only 3 of the 49 cases were assessed as surgical malpractice (6.1%) including lesion of the spinal accessory nerve, wrong indication for TE and dental lesion after insertion of the mouth gag. The review of the medico legal literature yielded 71 published verdicts after AE and TE (29), LN (28) and SP (14) of which 37 resulted in compensation of malpractice after LN (16; 57%), TE (11; 41%), SP (8; 57%) and AE (2; 100%). There were 16 cases of PTH amongst 27 trials after TE resulting either in death (5) or apallic syndrome (5). Bleeding complications had occurred on the day of surgery in only 2 patients. 16 trials were based on malpractice claims following SP encompassing lack of informed consent (6), anosmia (4), septal perforation (2), frontobasal injury (2) and dry nose (2). Trials based on LN were associated exclusively with a lesion of the spinal accessory nerve (28), including lack of informed consent in 19 cases. 49 cases (69%) were decided for the defendant, 22 (31%) were decided for the plaintiff with monetary compensation in 7 of 29 AE/TE-trials, 9 of 28 LN-trials and 6 of 14 SP-trials. Lack of informed consent was not registered for AE/TE but LN (11) and SP (2).Complicated cases following TE, TT, ATE, SP and LN are not systematically collected in Germany. It can be assumed, that not every complicated case is published in the medical literature or law journals and therefore not obtainable for scientific research. Alleged medical malpracice is proven for less than 6% before trial stage. Approximately half of all cases result in a plaintiff verdict or settlement at court. Proper documentation of a thorough counselling, examination, indication, informed consent and follow-up assists the surgeon in litigation. An adequate complication management of PTH is essential, including instructions for the patients/parents, instructions for the medical staff, readily available surgical instruments and appropriate airway management in an interdisciplinary approach. Electrosurgical tonsillectomy techniques were repeatedly labeled as a risk factor for bleeding complications following TE. Institutions should analyse the individual PTH rate on a yearly basis. Contradictory expert opinions and verdicts of the courts concerning spinal accesory nerve lesions following LN are due to a lack of a surgical standard.

摘要

鼻中隔成形术、扁桃体切除术(伴或不伴腺样体切除术)以及颈部淋巴结切除术是德国最常见的50种住院手术。囊内扁桃体切除术(即扁桃体切开术)的开展越来越多。本研究的目的是评估与扁桃体切除术(TE)、腺样体切除术(AE)、扁桃体切开术(TT)、鼻中隔成形术(SP)和颈部淋巴结切除术(LN)相关的所谓医疗过失、技术陷阱和失误。向德国各地区医疗调解委员会、健康保险公司医疗服务机构(MDK)和地区法医学研究所发送了一份调查问卷,以收集TE、TT、AE、LN和SP术后并发症或法医学问题的匿名病例。根据当代医学文献和德国已公布的判决对结果进行了讨论。

我们调查的回复率为55.9%。法医学研究所提供了9例病例,地区调解委员会提交了49例病例,MDK未提交任何病例。所有法医病例均与扁桃体切除术后出血有关,包括2名儿童(5岁和8岁)和7名成年人(20 - 69岁)。扁桃体切除术后致命性出血(PTH)平均发生在8.7天;4名患者在家中发生出血事件(分别为第5天、第8天、第9天和第17天)。6名患者出现反复出血需要手术干预。3个调解委员会提交了关于TT(1例)、AE(4例)、LN(3例)、SP(16例)和TE(25例)病例的专家意见。未登记有致命结果的病例。49例病例中只有3例被评估为手术过失(6.1%),包括副神经损伤、TE适应症错误以及插入口咽通气道后牙齿损伤。对法医学文献的回顾得出,AE和TE(29例)、LN(28例)和SP(14例)之后有71份已公布的判决,其中37例在LN(16例;57%)、TE(11例;41%)、SP(8例;57%)和AE(2例;100%)后导致医疗过失赔偿。TE术后27例试验中有16例发生PTH,导致死亡(5例)或无动性缄默综合征(5例)。仅2例患者在手术当天出现出血并发症。16例试验基于SP后的医疗过失索赔,包括缺乏知情同意(6例)、嗅觉丧失(4例)、鼻中隔穿孔(2例)、额底损伤(2例)和鼻干(2例)。基于LN的试验仅与副神经损伤(28例)相关,其中19例存在缺乏知情同意的情况。49例病例(69%)判定被告胜诉,22例(31%)判定原告胜诉,29例AE/TE试验中有7例、28例LN试验中有9例、14例SP试验中有6例给予金钱赔偿。AE/TE未登记缺乏知情同意的情况,但LN(11例)和SP(2例)存在。

在德国,TE、TT、ATE、SP和LN术后的复杂病例未被系统收集。可以推测,并非每个复杂病例都在医学文献或法律期刊上发表,因此无法用于科学研究。在审判阶段之前,被指控的医疗过失被证实的比例不到6%。所有病例中约一半在法庭上判定原告胜诉或达成和解。对全面咨询、检查、适应症、知情同意和随访进行妥善记录有助于外科医生应对诉讼。对PTH进行充分的并发症管理至关重要,包括对患者/家长的指导、对医务人员的指导、随时可用的手术器械以及跨学科方法中的适当气道管理。电刀扁桃体切除技术多次被标记为TE术后出血并发症的危险因素。各机构应每年分析个体PTH发生率。关于LN术后副神经损伤,法院的专家意见和判决相互矛盾是由于缺乏手术标准。

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