人类清醒和睡眠中的自组织动态复杂性:意识和无意识状态下不同的关键脑活动反馈

Self-organized dynamical complexity in human wakefulness and sleep: different critical brain-activity feedback for conscious and unconscious states.

作者信息

Allegrini Paolo, Paradisi Paolo, Menicucci Danilo, Laurino Marco, Piarulli Andrea, Gemignani Angelo

机构信息

Istituto di Scienze della Vita, Scuola Superiore Sant'Anna, Piazza Martiri della Libertà 7, 56127 Pisa, Italy.

Istituto di Fisiologia Clinica (IFC-CNR), Via Moruzzi 1, 56124 Pisa, Italy.

出版信息

Phys Rev E Stat Nonlin Soft Matter Phys. 2015 Sep;92(3):032808. doi: 10.1103/PhysRevE.92.032808. Epub 2015 Sep 22.

Abstract

Criticality reportedly describes brain dynamics. The main critical feature is the presence of scale-free neural avalanches, whose auto-organization is determined by a critical branching ratio of neural-excitation spreading. Other features, directly associated to second-order phase transitions, are: (i) scale-free-network topology of functional connectivity, stemming from suprathreshold pairwise correlations, superimposable, in waking brain activity, with that of ferromagnets at Curie temperature; (ii) temporal long-range memory associated to renewal intermittency driven by abrupt fluctuations in the order parameters, detectable in human brain via spatially distributed phase or amplitude changes in EEG activity. Herein we study intermittent events, extracted from 29 night EEG recordings, including presleep wakefulness and all phases of sleep, where different levels of mentation and consciousness are present. We show that while critical avalanching is unchanged, at least qualitatively, intermittency and functional connectivity, present during conscious phases (wakefulness and REM sleep), break down during both shallow and deep non-REM sleep. We provide a theory for fragmentation-induced intermittency breakdown and suggest that the main difference between conscious and unconscious states resides in the backwards causation, namely on the constraints that the emerging properties at large scale induce to the lower scales. In particular, while in conscious states this backwards causation induces a critical slowing down, preserving spatiotemporal correlations, in dreamless sleep we see a self-organized maintenance of moduli working in parallel. Critical avalanches are still present, and establish transient auto-organization, whose enhanced fluctuations are able to trigger sleep-protecting mechanisms that reinstate parallel activity. The plausible role of critical avalanches in dreamless sleep is to provide a rapid recovery of consciousness, if stimuli are highly arousing.

摘要

据报道,临界性描述了大脑动力学。主要的临界特征是无标度神经雪崩的存在,其自组织由神经兴奋传播的临界分支比决定。与二阶相变直接相关的其他特征包括:(i)功能连接的无标度网络拓扑结构,源于超阈值的成对相关性,在清醒大脑活动中可叠加,类似于居里温度下铁磁体的拓扑结构;(ii)与序参量突然波动驱动的更新间歇性相关的时间长程记忆,可通过脑电图活动中空间分布的相位或幅度变化在人脑中检测到。在此,我们研究从29份夜间脑电图记录中提取的间歇性事件,这些记录包括睡前清醒状态以及睡眠的所有阶段,其中存在不同程度的思维和意识。我们表明,虽然临界雪崩至少在定性上保持不变,但在有意识阶段(清醒和快速眼动睡眠)出现的间歇性和功能连接性,在浅睡眠和深非快速眼动睡眠期间都会瓦解。我们提出了一种关于碎片化导致间歇性瓦解的理论,并认为有意识和无意识状态之间的主要区别在于反向因果关系,即大规模出现的属性对较低尺度所施加的约束。特别是,在有意识状态下,这种反向因果关系会导致临界减速,从而保持时空相关性;而在无梦睡眠中,我们看到模量的自组织并行维持。临界雪崩仍然存在,并建立起瞬态自组织,其增强的波动能够触发恢复并行活动的睡眠保护机制。临界雪崩在无梦睡眠中的合理作用是,如果刺激具有高度唤醒作用,能够使意识快速恢复。

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