Guesgen M J, Beausoleil N J, Leach M, Minot E O, Stewart M, Stafford K J
Institute of Veterinary, Animal and Biomedical Sciences, Massey University, Palmerston North, New Zealand.
Institute of Veterinary, Animal and Biomedical Sciences, Massey University, Palmerston North, New Zealand.
Behav Processes. 2016 Nov;132:49-56. doi: 10.1016/j.beproc.2016.09.010. Epub 2016 Sep 28.
Facial expressions are routinely used to assess pain in humans, particularly those who are non-verbal. Recently, there has been an interest in developing coding systems for facial grimacing in non-human animals, such as rodents, rabbits, horses and sheep. The aims of this preliminary study were to: 1. Qualitatively identify facial feature changes in lambs experiencing pain as a result of tail-docking and compile these changes to create a Lamb Grimace Scale (LGS); 2. Determine whether human observers can use the LGS to differentiate tail-docked lambs from control lambs and differentiate lambs before and after docking; 3. Determine whether changes in facial action units of the LGS can be objectively quantified in lambs before and after docking; 4. Evaluate effects of restraint of lambs on observers' perceptions of pain using the LGS and on quantitative measures of facial action units. By comparing images of lambs before (no pain) and after (pain) tail-docking, the LGS was devised in consultation with scientists experienced in assessing facial expression in other species. The LGS consists of five facial action units: Orbital Tightening, Mouth Features, Nose Features, Cheek Flattening and Ear Posture. The aims of the study were addressed in two experiments. In Experiment I, still images of the faces of restrained lambs were taken from video footage before and after tail-docking (n=4) or sham tail-docking (n=3). These images were scored by a group of five naïve human observers using the LGS. Because lambs were restrained for the duration of the experiment, Ear Posture was not scored. The scores for the images were averaged to provide one value per feature per period and then scores for the four LGS action units were averaged to give one LGS score per lamb per period. In Experiment II, still images of the faces nine lambs were taken before and after tail-docking. Stills were taken when lambs were restrained and unrestrained in each period. A different group of five human observers scored the images from Experiment II. Changes in facial action units were also quantified objectively by a researcher using image measurement software. In both experiments LGS scores were analyzed using a linear MIXED model to evaluate the effects of tail docking on observers' perception of facial expression changes. Kendall's Index of Concordance was used to measure reliability among observers. In Experiment I, human observers were able to use the LGS to differentiate docked lambs from control lambs. LGS scores significantly increased from before to after treatment in docked lambs but not control lambs. In Experiment II there was a significant increase in LGS scores after docking. This was coupled with changes in other validated indicators of pain after docking in the form of pain-related behaviour. Only two components, Mouth Features and Orbital Tightening, showed significant quantitative changes after docking. The direction of these changes agree with the description of these facial action units in the LGS. Restraint affected people's perceptions of pain as well as quantitative measures of LGS components. Freely moving lambs were scored lower using the LGS over both periods and had a significantly smaller eye aperture and smaller nose and ear angles than when they were held. Agreement among observers for LGS scores were fair overall (Experiment I: W=0.60; Experiment II: W=0.66). This preliminary study demonstrates changes in lamb facial expression associated with pain. The results of these experiments should be interpreted with caution due to low lamb numbers.
面部表情通常用于评估人类的疼痛,尤其是那些无法言语的人。最近,人们对开发用于非人类动物(如啮齿动物、兔子、马和绵羊)面部表情编码系统产生了兴趣。这项初步研究的目的是:1. 定性识别因断尾而经历疼痛的羔羊的面部特征变化,并汇总这些变化以创建羔羊表情量表(LGS);2. 确定人类观察者是否可以使用LGS区分断尾羔羊和对照羔羊,并区分断尾前后的羔羊;3. 确定LGS的面部动作单元变化在断尾前后的羔羊中是否可以客观量化;4. 使用LGS评估羔羊的束缚对观察者疼痛感知以及面部动作单元定量测量的影响。通过比较羔羊断尾前(无疼痛)和断尾后(疼痛)的图像,与在评估其他物种面部表情方面经验丰富的科学家协商制定了LGS。LGS由五个面部动作单元组成:眼眶收紧、嘴部特征、鼻部特征、脸颊变平以及耳朵姿势。该研究的目的在两个实验中得以解决。在实验I中,从断尾(n = 4)或假断尾(n = 3)前后的视频片段中获取被束缚羔羊面部的静止图像。一组五名无经验的人类观察者使用LGS对这些图像进行评分。由于羔羊在实验期间被束缚,因此未对耳朵姿势进行评分。对图像的评分进行平均,以提供每个时期每个特征的一个值,然后对四个LGS动作单元的评分进行平均,以给出每只羔羊每个时期的一个LGS评分。在实验II中,在断尾前后拍摄了九只羔羊面部的静止图像。在每个时期,当羔羊被束缚和未被束缚时都拍摄了静止图像。另一组五名人类观察者对实验II的图像进行评分。一名研究人员还使用图像测量软件客观地量化了面部动作单元的变化。在两个实验中,使用线性混合模型分析LGS评分,以评估断尾对观察者对面部表情变化感知的影响。肯德尔和谐指数用于测量观察者之间的可靠性。在实验I中,人类观察者能够使用LGS区分断尾羔羊和对照羔羊。断尾羔羊的LGS评分从治疗前到治疗后显著增加,而对照羔羊则没有。在实验II中,断尾后LGS评分显著增加。这与断尾后以疼痛相关行为形式出现的其他经过验证的疼痛指标变化相关。对接后只有两个组成部分,即嘴部特征和眼眶收紧,显示出显著的定量变化。这些变化的方向与LGS中这些面部动作单元的描述一致。束缚影响了人们对疼痛的感知以及LGS组件的定量测量。在两个时期内,自由活动的羔羊使用LGS的评分较低,并且与被抱住时相比,其眼裂明显更小,鼻子和耳朵的角度也更小。观察者之间对LGS评分的总体一致性一般(实验I:W = 0.60;实验II:W = 0.66)。这项初步研究证明了与疼痛相关的羔羊面部表情变化。由于羔羊数量较少,这些实验的结果应谨慎解释。