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作者对生态学出版物的贡献:在现代生态学研究中成为一名作者意味着什么?

Author contributions to ecological publications: What does it mean to be an author in modern ecological research?

作者信息

Logan John M, Bean Sarah B, Myers Andrew E

机构信息

Massachusetts Division of Marine Fisheries, New Bedford, Massachusetts, United States of America.

Buttonwood Park Zoo, New Bedford, Massachusetts, United States of America.

出版信息

PLoS One. 2017 Jun 26;12(6):e0179956. doi: 10.1371/journal.pone.0179956. eCollection 2017.

DOI:10.1371/journal.pone.0179956
PMID:28650967
原文链接:https://pmc.ncbi.nlm.nih.gov/articles/PMC5484501/
Abstract

Authorship is a central element of scientific research carrying a variety of rewards and responsibilities, and while various guidelines exist, actual author contributions are often ambiguous. Inconsistent or limited contributions threaten to devalue authorship as intellectual currency and diminish authors' responsibility for published content. Researchers have assessed author contributions in the medical literature and other research fields, but similar data for the field of ecological research are lacking. Authorship practices in ecological research are broadly representative of a variety of fields due to the cross-disciplinary nature of collaborations in ecological studies. To better understand author contributions to current research, we distributed a survey regarding co-author contributions to a random selection of 996 lead authors of manuscripts published in ecological journals in 2010. We obtained useable responses from 45% of surveyed authors. Reported lead author contributions in ecological research studies consistently included conception of the project idea, data collection, analysis, and writing. Middle and last author contributions instead showed a high level of individual variability. Lead authorship in ecology is well defined while secondary authorship is more ambiguous. Nearly half (48%) of all studies included in our survey had some level of non-compliance with Ecological Society of America (ESA) authorship guidelines and the majority of studies (78%) contained at least one co-author that did not meet International Committee of Medical Journal Editors (ICMJE) requirements. Incidence of non-compliance varied with lead author occupation and author position. The probability of a study including an author that was non-compliant with ESA guidelines was lowest for professor-led studies and highest for graduate student and post doctoral researcher-led studies. Among studies with > two co-authors, all lead authors met ESA guidelines and only 2% failed to meet ICMJE requirements. Middle (24% ESA, 63% ICMJE) and last (37% ESA, 60% ICMJE) authors had higher rates of non-compliance. The probability of a study containing a co-author that did not meet ESA or ICMJE requirements increased significantly with the number of co-authors per study although even studies with only two co-authors had a high probability of non-compliance of approximately 60% (ICMJE) and 15 to 40% (ESA). Given the variable and often limited contributions of authors in our survey and past studies of other research disciplines, institutions, journals, and scientific societies need to implement new approaches to instill meaning in authorship status. A byline approach may not alter author contributions but would better define individual contributions and reduce existing ambiguity regarding the meaning of authorship in modern ecological research.

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/5f219e3fd9d3/pone.0179956.g004.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/020918717f8d/pone.0179956.g001.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/3781cb1eaa98/pone.0179956.g002.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/92ffd75382be/pone.0179956.g003.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/5f219e3fd9d3/pone.0179956.g004.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/020918717f8d/pone.0179956.g001.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/3781cb1eaa98/pone.0179956.g002.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/92ffd75382be/pone.0179956.g003.jpg
https://cdn.ncbi.nlm.nih.gov/pmc/blobs/56e6/5484501/5f219e3fd9d3/pone.0179956.g004.jpg
摘要

作者身份是科学研究的核心要素,伴随着各种回报和责任。虽然存在各种指导方针,但实际的作者贡献往往模糊不清。不一致或有限的贡献有可能贬低作者身份作为知识货币的价值,并削弱作者对已发表内容的责任。研究人员已评估了医学文献及其他研究领域中的作者贡献,但生态研究领域缺乏类似数据。由于生态研究合作的跨学科性质,生态研究中的作者身份实践广泛代表了各种领域。为了更好地理解作者对当前研究的贡献,我们针对2010年发表在生态学期刊上的稿件随机选取了996位第一作者,就共同作者的贡献进行了一项调查。我们从45%的被调查作者那里获得了可用回复。在生态研究中,报告的第一作者贡献始终包括项目构想、数据收集、分析和撰写。而中间作者和最后作者的贡献则显示出高度的个体差异。生态学中的第一作者身份定义明确,而第二作者身份则更为模糊。我们调查的所有研究中,近一半(48%)在某种程度上不符合美国生态学会(ESA)的作者身份指导方针,且大多数研究(78%)至少有一位共同作者不符合国际医学期刊编辑委员会(ICMJE)的要求。不符合规定的发生率因第一作者职业和作者职位而异。由教授主导的研究中,包含不符合ESA指导方针作者的研究概率最低,而由研究生和博士后研究员主导的研究中该概率最高。在有超过两位共同作者的研究中,所有第一作者均符合ESA指导方针,只有2%不符合ICMJE要求。中间作者(ESA为24%,ICMJE为63%)和最后作者(ESA为37%,ICMJE为60%)的不符合率更高。每项研究中包含不符合ESA或ICMJE要求共同作者的概率随着共同作者数量的增加而显著上升,尽管即使只有两位共同作者的研究也有大约60%(ICMJE)和15%至40%(ESA)的高不符合概率。鉴于我们调查中以及过去其他研究学科、机构、期刊和科学学会研究中作者贡献的多变性且往往有限,各机构需要采用新方法来赋予作者身份地位以意义。署名方法可能不会改变作者贡献,但会更好地界定个人贡献,并减少现代生态研究中作者身份意义方面现有的模糊性。

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本文引用的文献

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Account Res. 2017;24(2):80-98. doi: 10.1080/08989621.2016.1251320. Epub 2016 Oct 24.
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Authorship policies of scientific journals.科学期刊的作者政策。
J Med Ethics. 2016 Mar;42(3):199-202. doi: 10.1136/medethics-2015-103171. Epub 2015 Dec 29.
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Multiple Authorship in Scientific Manuscripts: Ethical Challenges, Ghost and Guest/Gift Authorship, and the Cultural/Disciplinary Perspective.
Proc Biol Sci. 2021 Mar 10;288(1946):20202830. doi: 10.1098/rspb.2020.2830. Epub 2021 Mar 3.
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Intellectual contributions meriting authorship: Survey results from the top cited authors across all science categories.值得署名的智力贡献:所有科学领域高被引作者的调查结果。
PLoS One. 2019 Jan 16;14(1):e0198117. doi: 10.1371/journal.pone.0198117. eCollection 2019.
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Patterns of authorship in ecology and evolution: First, last, and corresponding authorship vary with gender and geography.生态学与进化领域的作者署名模式:第一作者、最后作者及通讯作者的署名情况因性别和地域而异。
Ecol Evol. 2018 Nov 8;8(23):11492-11507. doi: 10.1002/ece3.4584. eCollection 2018 Dec.
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Correction: Author contributions to ecological publications: What does it mean to be an author in modern ecological research?更正:作者对生态学出版物的贡献:在现代生态学研究中成为作者意味着什么?
PLoS One. 2017 Oct 26;12(10):e0187321. doi: 10.1371/journal.pone.0187321. eCollection 2017.
科学手稿中的多位作者:伦理挑战、幽灵作者与客座/赠礼作者以及文化/学科视角
Sci Eng Ethics. 2016 Oct;22(5):1457-1472. doi: 10.1007/s11948-015-9716-3. Epub 2015 Oct 27.
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