National Personal Protective Equipment Laboratory of the National Institute for Occupational Safety and Health, U.S. Centers for Disease Control and Prevention, Pittsburgh, PA, USA.
Risk Anal. 2018 Apr;38(4):839-852. doi: 10.1111/risa.12869. Epub 2017 Aug 2.
In the 1930s, Heinrich established one of the most prominent and enduring accident prevention theories when he concluded that high severity occupational safety and health (OSH) incidents are preceded by numerous lower severity incidents and near misses. Seventy-five years of theory expansion/interpretation includes two fundamental tenets: (1) the ratio of lower to higher severity incidents exists in the form of a "safety-triangle" and (2) similar causes underlie both high and low severity events. Although used extensively to inform public policy and establishment-level health and safety priorities, recent research challenges the validity of the two tenets. This study explored the validity of the first tenet, the existence of the safety triangle. The advantage of the current study is the use of a detailed, establishment-specific data set that evaluated over 25,000 establishments over a 13-year time period, allowing three specific questions to be explored: (1) Are an increased number of lower severity incidents at an establishment significantly associated with the probability of a fatal event over time? (2) At the establishment level, do the effects of OSH incidents on the probability of a fatality over time decrease as the degree of severity decreases-thereby taking the form of a triangle? and (3) Do distinct methods for delineating incidents by severity affect the existence of the safety triangle form? The answer to all three questions was yes with the triangle form being dependent upon how severity was delineated. The implications of these findings in regard to Heinrich's theory and OSH policy and management are discussed.
20 世纪 30 年代,Heinrich 通过总结得出,严重程度高的职业安全与健康(OSH)事故之前通常会有许多严重程度较低的事故和未遂事件。这一理论经过 75 年的扩展和解释,包含了两个基本原则:(1)低严重程度事故与高严重程度事故的比例以“安全三角”的形式存在;(2)高严重程度和低严重程度事件的根本原因相似。尽管这一理论被广泛用于为公共政策和企业层面的健康与安全优先级提供信息,但最近的研究对这两个基本原则的有效性提出了挑战。本研究旨在探讨第一个原则,即安全三角的存在性,这一原则的有效性。本研究的优势在于使用了详细的、特定于企业的数据集,该数据集评估了超过 25000 家企业在 13 年时间内的数据,从而能够提出三个具体问题:(1)随着时间的推移,企业中低严重程度事故数量的增加是否与致命事件的发生概率显著相关?(2)在企业层面上,随着事故严重程度的降低,OSH 事故对致命事件发生概率的影响是否会减小,从而呈现出三角形的形式?(3)不同的严重程度划分方法是否会影响安全三角形式的存在?所有三个问题的答案都是肯定的,而且三角形式取决于严重程度的划分方式。文章讨论了这些发现对 Heinrich 理论和 OSH 政策与管理的影响。