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英国国家卫生研究院同行评审小组如何利用文献计量信息来支持其决策?

How do NIHR peer review panels use bibliometric information to support their decisions?

作者信息

Gunashekar Salil, Wooding Steven, Guthrie Susan

机构信息

RAND Europe, Cambridge, CB4 1YG UK.

Centre for Science and Policy, University of Cambridge, Cambridge, CB2 1QA UK.

出版信息

Scientometrics. 2017;112(3):1813-1835. doi: 10.1007/s11192-017-2417-8. Epub 2017 Jun 12.

Abstract

Bibliometrics is widely used as an evaluation tool to assist prospective R&D decision-making. In the UK, for example, the National Institute for Health Research (NIHR) has employed bibliometric analysis alongside wider information in several awarding panels for major funding schemes. In this paper, we examine various aspects of the use of bibliometric information by members of these award selection panels, based on interviews with ten panel members from three NIHR panels, alongside analysis of the information provided to those panels. The aim of the work is to determine what influence bibliometrics has on their decision-making, to see which types of bibliometric measures they find more and less useful, and to identify the challenges they have when using these data. We find that panel members broadly support the use of bibliometrics in panel decision-making, and that the data are primarily used in the initial individual assessment of candidates, playing a smaller role in the selection panel meeting. Panel members felt that the most useful measures of performance are normalised citation scores and the number or proportion of papers in the most highly cited % (e.g. 5, 10%) for the field. Panel members expressed concerns around the comparability of bibliometrics between fields, but the discussion suggested this largely represents a lack of understanding of bibliometric techniques, confirming that effective background information is important. Based on the evidence around panel behaviour and concerns, we set out guidance around providing bibliometrics to research funding panels.

摘要

文献计量学被广泛用作一种评估工具,以协助前瞻性研发决策。例如,在英国,国家卫生研究院(NIHR)在几个主要资助计划的评审小组中,将文献计量分析与更广泛的信息一起使用。在本文中,我们基于对NIHR三个评审小组的十名小组成员的访谈,以及对提供给这些小组的信息的分析,研究了这些奖项评选小组成员使用文献计量信息的各个方面。这项工作的目的是确定文献计量学对他们决策的影响,了解他们认为哪些类型的文献计量指标更有用或不太有用,并识别他们在使用这些数据时面临的挑战。我们发现,小组成员普遍支持在小组决策中使用文献计量学,并且这些数据主要用于对候选人的初步个人评估,在评选小组会议中发挥的作用较小。小组成员认为,最有用的绩效指标是标准化引文分数以及该领域被引频次最高的百分之几(例如5%、10%)中的论文数量或比例。小组成员对不同领域文献计量学的可比性表示担忧,但讨论表明,这在很大程度上是由于对文献计量技术缺乏了解,这证实了有效的背景信息很重要。基于有关小组行为和担忧的证据,我们制定了向研究资助小组提供文献计量学信息的指导原则。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/2063/5533850/b44464ecfc09/11192_2017_2417_Fig1_HTML.jpg

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