中间作者的兴起:利用部分字母顺序署名研究生物医学研究中的合作与分工

The rise of the middle author: Investigating collaboration and division of labor in biomedical research using partial alphabetical authorship.

作者信息

Mongeon Philippe, Smith Elise, Joyal Bruno, Larivière Vincent

机构信息

École de bibliothéconomie et des sciences de l'information, Université de Montréal, Montréal, Québec, Canada.

Department of Mathematics and Statistics, McGill University, Montréal, Québec, Canada.

出版信息

PLoS One. 2017 Sep 14;12(9):e0184601. doi: 10.1371/journal.pone.0184601. eCollection 2017.

Abstract

Contemporary biomedical research is performed by increasingly large teams. Consequently, an increasingly large number of individuals are being listed as authors in the bylines, which complicates the proper attribution of credit and responsibility to individual authors. Typically, more importance is given to the first and last authors, while it is assumed that the others (the middle authors) have made smaller contributions. However, this may not properly reflect the actual division of labor because some authors other than the first and last may have made major contributions. In practice, research teams may differentiate the main contributors from the rest by using partial alphabetical authorship (i.e., by listing middle authors alphabetically, while maintaining a contribution-based order for more substantial contributions). In this paper, we use partial alphabetical authorship to divide the authors of all biomedical articles in the Web of Science published over the 1980-2015 period in three groups: primary authors, middle authors, and supervisory authors. We operationalize the concept of middle author as those who are listed in alphabetical order in the middle of an authors' list. Primary and supervisory authors are those listed before and after the alphabetical sequence, respectively. We show that alphabetical ordering of middle authors is frequent in biomedical research, and that the prevalence of this practice is positively correlated with the number of authors in the bylines. We also find that, for articles with 7 or more authors, the average proportion of primary, middle and supervisory authors is independent of the team size, more than half of the authors being middle authors. This suggests that growth in authors lists are not due to an increase in secondary contributions (or middle authors) but, rather, in equivalent increases of all types of roles and contributions (including many primary authors and many supervisory authors). Nevertheless, we show that the relative contribution of alphabetically ordered middle authors to the overall production of knowledge in the biomedical field has greatly increased over the last 35 years.

摘要

当代生物医学研究由规模越来越大的团队开展。因此,越来越多的人被列为论文署名作者,这使得准确认定每位作者的贡献和责任变得复杂。通常,人们更看重第一作者和最后一作者,而认为其他作者(中间作者)的贡献较小。然而,这可能无法准确反映实际的分工情况,因为除第一作者和最后一作者之外的一些作者可能做出了重大贡献。在实际操作中,研究团队可能通过采用部分字母顺序署名法(即按字母顺序列出中间作者,同时对贡献较大的作者保持基于贡献的排序)来区分主要贡献者和其他作者。在本文中,我们采用部分字母顺序署名法,将1980年至2015年期间发表在《科学引文索引》中的所有生物医学文章的作者分为三组:主要作者、中间作者和指导作者。我们将中间作者的概念定义为那些在作者名单中间按字母顺序排列的人。主要作者和指导作者分别是在字母顺序序列之前和之后列出的作者。我们发现,中间作者按字母顺序排列在生物医学研究中很常见,而且这种做法的普遍程度与署名作者的数量呈正相关。我们还发现,对于有7名或更多作者的文章,主要作者、中间作者和指导作者的平均比例与团队规模无关,超过一半的作者是中间作者。这表明作者名单的增加并非由于次要贡献者(即中间作者)的增加,而是由于各类角色和贡献(包括许多主要作者和许多指导作者)的同等增加。尽管如此,我们表明,在过去35年里,按字母顺序排列的中间作者对生物医学领域知识总体产出的相对贡献大幅增加。

https://cdn.ncbi.nlm.nih.gov/pmc/blobs/23af/5599011/6e3e40637bc8/pone.0184601.g001.jpg

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