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当仅在指数人群中观察到边缘分布时的联合间接标准化。

Joint Indirect Standardization when Only Marginal Distributions are Observed in the Index Population.

作者信息

Wang Yifei, Tancredi Daniel J, Miglioretti Diana L

机构信息

Department of Radiology, University of California, San Francisco.

Department of Pediatrics, University of California, Davis.

出版信息

J Am Stat Assoc. 2019;114(526):622-630. doi: 10.1080/01621459.2018.1506340. Epub 2018 Oct 29.

Abstract

It is a common interest in medicine to determine whether a hospital meets a benchmark created from an aggregate reference population, after accounting for differences in distributions of multiple covariates. Due to the difficulties of collecting individual-level data, however, it is often the case that only marginal distributions of the covariates are available, making covariate-adjusted comparison challenging. We propose and evaluate a novel approach for conducting indirect standardization when only marginal covariate distributions of the studied hospital are known, but complete information is available for the reference hospitals. We do this with the aid of two existing methods: iterative proportional fit, which estimates the cells of a contingency table when only marginal sums are known, and synthetic control methods, which create a counterfactual control group using a weighted combination of potential control groups. The proper application of these existing methods for indirect standardization would require accounting for the statistical uncertainties induced by a situation where no individual-level data is collected from the studied population. We address this need with a novel method which uses a random Dirichlet parametrization of the synthetic control weights to estimate uncertainty intervals for the standard incidence ratio. We demonstrate our novel methods by estimating hospital-level standardized incidence ratios for comparing the adjusted probability of computed tomography examinations with high radiations doses, relative to a reference standard and we evalauate out methods in a simulation study.

摘要

在考虑多个协变量分布差异之后,确定一家医院是否达到由总体参考人群创建的基准是医学领域的一个共同关注点。然而,由于收集个体层面数据存在困难,通常情况下只能获得协变量的边际分布,这使得协变量调整后的比较具有挑战性。我们提出并评估了一种新颖的方法,用于在仅知道所研究医院的协变量边际分布,但参考医院有完整信息的情况下进行间接标准化。我们借助两种现有方法来实现这一点:迭代比例拟合,当仅知道边际总和时估计列联表的单元格;以及合成控制方法,使用潜在对照组的加权组合创建一个反事实对照组。正确应用这些现有间接标准化方法需要考虑因未从所研究人群收集个体层面数据的情况而产生的统计不确定性。我们通过一种新颖的方法来满足这一需求,该方法使用合成控制权重的随机狄利克雷参数化来估计标准发病率比的不确定性区间。我们通过估计医院层面的标准化发病率比来证明我们的新方法,以比较相对于参考标准的高辐射剂量计算机断层扫描检查的调整概率,并在模拟研究中评估我们的方法。

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