Division of Research Integrity and Ethics, School of Medicine, Shinshu University , Matsumoto, Nagano, Japan.
School of Science, The University of Tokyo , Bunkyo-ku, Tokyo, Japan.
Account Res. 2020 Aug;27(6):327-346. doi: 10.1080/08989621.2020.1747019. Epub 2020 May 12.
In the United States, through nation-wide discussions, the procedures for handling allegations of research misconduct are now well established. Procedures are geared toward carefully treating both complainants and respondents fairly in accordance with the US framework. Other countries, which have their own cultural and legal framework, also need fair and legally compatible procedures for conducting investigations of allegations of research misconduct. Given the rapid growth of international collaboration in research, it is desirable to have a global standard, or common ground, for misconduct investigations. Institutions need clear guidance on important subjects such as what information should be included in the investigation reports, how the investigation committee should be organized once research misconduct allegation has been received, how to conduct the investigation, how the data and information obtained should be taken as evidence for vs. against misconduct, and what policies the investigation committee should follow. We explore these issues from the viewpoint of members of committees investigating accusations of research misconduct (hereafter referred to as "investigation committees") as well as persons overseeing the committees in Japan. We hope to engender productive discussions among experts in misconduct investigations, leading to a formulation of international standards for such investigation.
在美国,通过全国范围的讨论,处理研究不端行为指控的程序现在已经建立得很好。这些程序旨在根据美国的框架,公平、公正地对待投诉人和被投诉人。其他拥有自己的文化和法律框架的国家,也需要公平和法律兼容的程序来对研究不端行为的指控进行调查。鉴于研究领域的国际合作迅速发展,制定一个关于不当行为调查的全球标准或共同基础是可取的。机构需要明确指导,例如调查报告应包含哪些信息,一旦收到研究不端行为指控,应如何组织调查委员会,如何进行调查,应如何将获得的数据和信息作为支持或反对不当行为的证据,以及调查委员会应遵循哪些政策。我们从调查研究不端行为指控的委员会成员(以下简称“调查委员会”)以及在日本监督委员会的人员的角度探讨这些问题。我们希望在不当行为调查专家之间引发富有成效的讨论,从而制定出此类调查的国际标准。