Center for Biomedical Ethics and Society, Vanderbilt University Medical Center, Nashville, Tennessee, USA.
Department of Population Health Sciences, Duke University School of Medicine, Durham, North Carolina, USA.
AJOB Empir Bioeth. 2020 Jul-Sep;11(3):172-186. doi: 10.1080/23294515.2020.1755383. Epub 2020 Apr 27.
: The increased use of electronic health records (EHRs) has resulted in new opportunities for research, but also raises concerns regarding privacy, confidentiality, and patient awareness. Because public trust is essential to the success of the research enterprise, patient perspectives are essential to the development and implementation of ethical approaches to the research use of EHRs. Yet, little is known about patients' views and expectations regarding various approaches to seeking permission for research use of their EHR data. : We conducted semi-structured interviews with 120 patients in four counties in diverse regions of the southeastern United States: Appalachia, the Mississippi Delta, and the Piedmont area of North Carolina. We asked participants to consider, from multiple stakeholder perspectives, the advantages and disadvantages of three approaches to notifying patients of, or obtaining permission for, research use of their EHR data; whether they believed it would be acceptable if their healthcare organization used each approach; and which approach would be most appropriate. : Nearly all participants said General Notification, Broad Permission, and Categorical Permission would each be acceptable approaches to notification of, or permission for, EHR research. Over half identified Broad Permission as the most appropriate approach. Across all of these discussions, major themes included the importance of clarity, simplicity, and usability of patient-facing materials, as well as the level of transparency, trustworthiness, and respect for patients the approach conveys. : Our findings help to inform the development and implementation of ethical approaches to the research use of EHRs by identifying key patient considerations regarding various approaches to permission and suggesting potential actions for healthcare organizations and researchers.
电子健康记录(EHR)的广泛应用为研究带来了新的机会,但也引发了人们对隐私、机密性和患者意识的担忧。由于公众信任对研究事业的成功至关重要,因此患者的观点对于制定和实施 EHR 研究使用的伦理方法至关重要。然而,对于患者对各种寻求 EHR 数据研究使用许可方法的看法和期望,我们知之甚少。
我们在东南部分布在阿巴拉契亚、密西西比三角洲和北卡罗来纳皮埃蒙特地区的四个县的 120 名患者中进行了半结构化访谈。我们要求参与者从多个利益相关者的角度考虑通知患者或获得 EHR 数据研究使用许可的三种方法的优缺点;他们是否认为如果其医疗保健组织使用每种方法是否可以接受;以及哪种方法最合适。
几乎所有参与者都表示,一般通知、广泛许可和类别许可将是通知或许可 EHR 研究的可接受方法。超过一半的人认为广泛许可最适合。在所有这些讨论中,主要主题包括面向患者的材料的清晰度、简单性和可用性的重要性,以及方法所传达的透明度、可信度和对患者的尊重程度。
我们的研究结果有助于为 EHR 研究使用的伦理方法的制定和实施提供信息,确定了患者对各种许可方法的关键考虑因素,并为医疗保健组织和研究人员提出了潜在的行动方案。